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Detailed Report
ROBERT MICHAEL GEORGIOU
ROBERT MICHAEL GEORGIOU MR.
CRD#: 4840202
IA
Investment Adviser
B
Broker
GREAT VALLEY ADVISOR GROUP, INC.CRD#: 123913 5411 University Drive
Ste 101
Coral Springs, FL 33076
LPL FINANCIAL LLCCRD#: 6413 3837 NW BOCA RATON BLVD #100
BOCA RATON, FL 33431
Registration History
200420062008201020122014201620182020202220242026IAGREAT VALLEY ADVISOR GROUP, INC. (CRD# 123913)2018 - Present (6 years)BLPL FINANCIAL LLC (CRD# 6413)2015 - Present (9 years)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2013 - 2015 (2 years)BSUNAMERICA CAPITAL SERVICES, INC. (CRD# 13158)2012 - 2013 (1 year)BSUN LIFE FINANCIAL DISTRIBUTOR... (CRD# 5496)2010 - 2011 (1 year)BJOHN HANCOCK DISTRIBUTORS LLC (CRD# 5249)2004 - 2010 (5 years)IACOLLABORATIVE WEALTH (CRD# 142106)2015 - 2018 (2 years)IASECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2014 - 2015 (1 year)
Disclosure(s)
View By:
4/23/2021
Judgment / Lien
License(s)

State Registrations

B
Delaware 10/26/2015
B
New Jersey 10/26/2015
B
Florida 10/26/2015
B
New York 10/26/2015
IA
Florida 4/30/2018
B
Pennsylvania 10/26/2015
B
Indiana 7/18/2016
B
South Carolina 9/25/2020
B
Maine 10/26/2015
B
Virginia 11/25/2016
B
Massachusetts 10/26/2015
B
West Virginia 11/21/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GREAT VALLEY ADVISOR GROUP, INC. (CRD#:123913)
5411 University Drive Ste 101, Coral Springs, FL 33076
Registered with this firm since 4/30/2018
B
LPL FINANCIAL LLC (CRD#:6413)
3837 NW BOCA RATON BLVD #100, BOCA RATON, FL 33431
Registered with this firm since 10/26/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/10/2015 - 05/09/2018 COLLABORATIVE WEALTH (CRD#:142106) Coral Springs, FL
IA
 02/11/2014 - 11/19/2015 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) BOCA RATON, FL
B
 09/18/2013 - 11/19/2015 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) BOCA RATON, FL
B
 02/13/2012 - 09/04/2013 SUNAMERICA CAPITAL SERVICES, INC. (CRD#:13158) JERSEY CITY, NJ
B
 02/08/2010 - 12/31/2011 SUN LIFE FINANCIAL DISTRIBUTORS, INC. (CRD#:5496) WELLESLEY HILLS, MA
B
 09/28/2004 - 01/04/2010 JOHN HANCOCK DISTRIBUTORS LLC (CRD#:5249) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.