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VERONICA SANTOS MONTOYA
VERONICA S MONTOYA, VERONICA SANTOS
CRD#: 4840199
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 333 S GARLAND AVE
FL 17
ORLANDO, FL 32801
FL 17
ORLANDO, FL 32801
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 333 S GARLAND AVE
FL 17
ORLANDO, FL 32801
FL 17
ORLANDO, FL 32801
0
Disclosures
18
Years of Experience
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State Registrations
B
Florida 9/30/2014
B
Georgia 9/30/2014
IA
Florida 9/12/2016
SRO Registrations
B
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IA
Registered with this firm since 9/12/2016
B
Registered with this firm since 9/30/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/01/2014 - 12/31/2016 | WINTER PARK, FL | |
IA | 07/17/2012 - 10/10/2013 | ORLANDO, FL | |
B | 07/16/2012 - 10/10/2013 | ORLANDO, FL | |
IA | 09/03/2009 - 02/15/2012 | ORLANDO, FL | |
B | 08/14/2009 - 02/15/2012 | ORLANDO, FL | |
IA | 05/19/2005 - 02/20/2009 | KISSIMMEE, FL | |
B | 08/25/2004 - 02/20/2009 | KISSIMMEE, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.