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JAMES ALVIN MILLER III
JAMES ALVIN MILLER
CRD#: 4839091
IA
Investment Adviser
B
Broker
BLACKROCK INVESTMENT MANAGEMENT, LLCCRD#: 108928 400 Howard Street
San Francisco, CA 94105
BLACKROCK INVESTMENTS, LLCCRD#: 38642 400 HOWARD STREET
SAN FRANCISCO, CA 94105
Registration History
200620082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)BDFA SECURITIES LLC (CRD# 10292)2011 - 2017 (5 years)BBLACKROCK EXECUTION SERVICES (CRD# 39438)2006 - 2011 (4 years)IADIMENSIONAL FUND ADVISORS LP (CRD# 106482)2013 - 2017 (4 years)
License(s)

State Registrations

B
California 4/3/2017

IA
New Jersey 4/4/2017

IA
California 4/4/2017

B
New York 4/3/2017

B
New Jersey 4/3/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BLACKROCK INVESTMENT MANAGEMENT, LLC (CRD#:108928)
400 Howard Street, San Francisco, CA 94105
Registered with this firm since 4/4/2017

B
BLACKROCK INVESTMENTS, LLC (CRD#:38642)
400 HOWARD STREET, SAN FRANCISCO, CA 94105
Registered with this firm since 4/3/2017

Previous Registration(s)
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IA
01/30/2013 - 03/24/2017 DIMENSIONAL FUND ADVISORS LP (CRD#:106482) AUSTIN, TX
B
11/07/2011 - 03/24/2017 DFA SECURITIES LLC (CRD#:10292) AUSTIN, TX
B
10/13/2006 - 06/15/2011 BLACKROCK EXECUTION SERVICES (CRD#:39438) SAN FRANCISCO, CA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.