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VAN MICHAEL HESS
VAN HESS
CRD#: 4838724
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 6080 Center Drive
Suite 120
Los Angeles, CA 90045
Registration History
200420062008201020122014201620182020202220242026IAMML INVESTORS SERVICES, LLC (CRD# 10409)2012 - Present (12 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2009 - Present (15 years)BNEW ENGLAND SECURITIES (CRD# 615)2005 - 2009 (4 years)
Disclosure(s)
View By:
11/30/2006
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 1/6/2021

B
Nebraska 1/11/2021

B
Alaska 2/17/2021

B
Nevada 1/20/2021

B
Arizona 1/18/2021

B
New Hampshire 1/6/2021

B
Arkansas 1/6/2021

B
New Jersey 1/6/2021

B
California 5/14/2009

B
New Mexico 1/6/2021

IA
California 6/27/2012

B
New York 1/6/2021

B
Colorado 1/6/2021

B
North Carolina 1/7/2021

B
Connecticut 9/26/2012

B
North Dakota 1/13/2021

B
Delaware 1/7/2021

B
Ohio 1/7/2021

B
District of Columbia 1/6/2021

B
Oklahoma 1/7/2021

B
Florida 3/4/2021

B
Oregon 1/15/2021

B
Georgia 1/7/2021

B
Pennsylvania 1/7/2021

B
Hawaii 3/22/2021

B
Puerto Rico 1/20/2021

B
Idaho 1/14/2021

B
Rhode Island 1/6/2021

B
Illinois 1/25/2021

B
South Carolina 1/7/2021

B
Indiana 1/6/2021

B
South Dakota 1/12/2021

B
Iowa 1/21/2021

B
Tennessee 1/7/2021

B
Kansas 1/11/2021

B
Texas 1/6/2021

B
Kentucky 1/7/2021

IA
Texas 1/8/2021

B
Louisiana 1/7/2021

B
Utah 1/11/2021

B
Maine 1/8/2021

B
Vermont 1/6/2021

B
Maryland 1/6/2021

B
Virgin Islands 1/7/2021

B
Massachusetts 2/23/2021

B
Virginia 1/7/2021

B
Michigan 1/7/2021

B
Washington 1/6/2021

B
Minnesota 1/7/2021

B
West Virginia 1/19/2021

B
Mississippi 1/11/2021

B
Wisconsin 1/7/2021

B
Missouri 2/23/2021

B
Wyoming 1/6/2021

B
Montana 1/6/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
6080 Center Drive Suite 120, Los Angeles, CA 90045
4695 MACARTHUR COURT SUITE 1000, NEWPORT BEACH, CA 92660
Registered with this firm since 6/27/2012

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
6080 Center Drive Suite 120, Los Angeles, CA 90045
4695 MACARTHUR COURT SUITE 1000, NEWPORT BEACH, CA 92660
Registered with this firm since 5/14/2009

Previous Registration(s)
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B
01/01/2005 - 04/23/2009 NEW ENGLAND SECURITIES (CRD#:615) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.