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Brian Stern
BRIAN A STERN
CRD#: 4838704
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 530 E SOUTHLAKE BLVD
STE 160
SOUTHLAKE, TX 76092
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 530E SOUTHLAKE BLVD
STE 160
SOUTHLAKE, TX 76092
Registration History
201220142016201820202022202420266 FIRMS2018 - 2019 (1 year)2 FIRMS2020 - Present (4 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2020 - 2020 (<1 year)BHD VEST INVESTMENT SERVICES (CRD# 13686)2012 - 2017 (4 years)
License(s)

State Registrations

B
Alabama 3/29/2021

B
Nebraska 3/29/2021

B
Arizona 7/20/2022

B
Nevada 7/20/2022

B
Arkansas 7/20/2022

B
New Jersey 7/20/2022

B
California 3/29/2021

B
New Mexico 3/29/2021

B
Colorado 3/29/2021

B
New York 5/14/2021

B
District of Columbia 7/20/2022

B
North Carolina 5/14/2021

B
Florida 3/29/2021

B
North Dakota 1/3/2024

B
Georgia 3/29/2021

B
Ohio 7/20/2022

B
Hawaii 5/14/2021

B
Oklahoma 7/20/2022

B
Idaho 7/20/2022

B
Oregon 7/20/2022

B
Illinois 3/29/2021

B
Pennsylvania 7/20/2022

B
Indiana 7/20/2022

B
Rhode Island 7/20/2022

B
Iowa 7/20/2022

B
South Carolina 3/29/2021

B
Kansas 7/20/2022

B
Tennessee 3/29/2021

B
Kentucky 7/20/2022

B
Texas 8/11/2020

B
Louisiana 2/17/2021

IA
Texas 8/11/2020

B
Maine 5/14/2021

B
Utah 7/20/2022

B
Maryland 7/20/2022

B
Vermont 7/20/2022

B
Massachusetts 6/4/2021

B
Virginia 3/29/2021

B
Michigan 7/20/2022

B
Washington 7/20/2022

B
Mississippi 3/29/2021

B
West Virginia 7/20/2022

B
Missouri 7/20/2022

B
Wisconsin 7/20/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
530 E SOUTHLAKE BLVD STE 160, SOUTHLAKE, TX 76092
Registered with this firm since 8/11/2020

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
530E SOUTHLAKE BLVD STE 160, SOUTHLAKE, TX 76092
Registered with this firm since 1/7/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/07/2020 - 01/07/2020 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
B
02/15/2018 - 12/04/2019 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
B
02/15/2018 - 12/04/2019 CETERA ADVISORS LLC (CRD#:10299) EL SEGUNDO, CA
B
02/15/2018 - 12/04/2019 CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358) EL SEGUNDO, CA
B
02/15/2018 - 12/04/2019 CETERA INVESTMENT SERVICES LLC (CRD#:15340) EL SEGUNDO, CA
B
02/15/2018 - 12/04/2019 FIRST ALLIED SECURITIES, INC. (CRD#:32444) EL SEGUNDO, CA
B
02/15/2018 - 12/03/2019 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) EL SEGUNDO, CA
B
11/01/2012 - 03/06/2017 HD VEST INVESTMENT SERVICES (CRD#:13686) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.