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Detailed Report
DANIEL MICHAEL PAONESSA
CRD#: 4837615
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 TWO ETHEL RD DURHAM CTR 201A
EDISON, NJ 08817
CETERA ADVISOR NETWORKS LLCCRD#: 13572 HENDERSON, NV
Registration History
2008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2007 - Present (18 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - 2023 (10 years)
License(s)

State Registrations

B
California 5/4/2023
B
New Jersey 1/8/2013
B
Connecticut 1/8/2013
IA
New Jersey 6/29/2023
B
District of Columbia 1/6/2021
B
New York 1/8/2013
B
Maryland 1/6/2021
B
Pennsylvania 1/8/2013
B
Nevada 7/27/2021
B
South Dakota 2/16/2022
IA
Nevada 6/29/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
TWO ETHEL RD DURHAM CTR 201A, EDISON, NJ 08817
HENDERSON, NV
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
HENDERSON, NV
2 ETHEL ROAD SUITE 201A, EDISON, NJ 08817
Registered with this firm since 2/6/2007
Previous Registration(s)
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IA
 04/02/2013 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EDISON, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.