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Detailed Report
NATALIE D SCHWEERS
NATALIE AMANDA DOPSON
CRD#: 4837362
IA
Investment Adviser
B
Broker
SYNOVUS SECURITIES, INC.CRD#: 14023 720 SAINT SEBASTIAN WAY
SUITE 130
AUGUSTA, GA 30901
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2004 - 2017 (13 years)IASUNTRUST ADVISORY SERVICES, INC. (CRD# 283390)2016 - 2017 (1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2004 - 2016 (12 years)
License(s)

State Registrations

B
Alabama 1/15/2021
B
New York 10/16/2017
IA
Alabama 9/17/2021
IA
New York 4/5/2021
B
District of Columbia 10/20/2023
B
North Carolina 10/16/2017
IA
District of Columbia 11/20/2023
IA
North Carolina 10/19/2017
B
Florida 10/16/2017
B
Ohio 10/16/2017
IA
Florida 10/25/2017
IA
Ohio 10/16/2017
B
Georgia 10/16/2017
B
South Carolina 10/16/2017
IA
Georgia 10/17/2017
IA
South Carolina 10/16/2017
B
Illinois 10/22/2019
B
Tennessee 11/10/2020
IA
Illinois 11/12/2019
B
Texas 10/16/2017
B
Massachusetts 9/26/2018
IA
Texas 10/16/2017
IA
Massachusetts 10/2/2018
B
Washington 5/21/2024
B
Nevada 3/18/2020
IA
Washington 5/21/2024
IA
Nevada 3/30/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SYNOVUS SECURITIES, INC. (CRD#:14023)
720 SAINT SEBASTIAN WAY SUITE 130, AUGUSTA, GA 30901
Registered with this firm since 10/16/2017
B
SYNOVUS SECURITIES, INC. (CRD#:14023)
720 SAINT SEBASTIAN WAY SUITE 130, AUGUSTA, GA 30901
Registered with this firm since 10/16/2017
Previous Registration(s)
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IA
 09/20/2016 - 10/19/2017 SUNTRUST ADVISORY SERVICES, INC. (CRD#:283390) AUGUSTA, GA
B
 08/17/2004 - 10/19/2017 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) AUGUSTA, GA
IA
 10/29/2004 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) AUGUSTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.