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Teresa Michele Theobald
TERESA MICHELE CASTILLO
CRD#: 4836785
IA
Investment Adviser
B
Broker
SOVEREIGN WEALTH ADVISORS LLCCRD#: 188524 3120 SOUTHWEST FRWY
SUITE 500
HOUSTON, TX 77098
LPL FINANCIAL LLCCRD#: 6413 3120 SW FREEWAY, STE 500
HOUSTON, TX 77098
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2007 (2 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - 2017 (5 years)IASOVEREIGN WEALTH ADVISORS LLC (CRD# 188524)2020 - Present (5 years)BLPL FINANCIAL LLC (CRD# 6413)2017 - Present (7 years)IASOVEREIGN WEALTH ADVISORS LLC (CRD# 188524)2017 - 2019 (2 years)
License(s)

State Registrations

B
California 9/21/2017

B
North Carolina 3/17/2017

B
Colorado 10/10/2019

B
Texas 3/17/2017

B
Minnesota 7/30/2020

IA
Texas 1/17/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SOVEREIGN WEALTH ADVISORS LLC (CRD#:188524)
3120 SOUTHWEST FRWY SUITE 500, HOUSTON, TX 77098
Registered with this firm since 1/17/2020

B
LPL FINANCIAL LLC (CRD#:6413)
3120 SW FREEWAY, STE 500, HOUSTON, TX 77098
PORTER, TX
Registered with this firm since 3/17/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/30/2017 - 12/31/2019 SOVEREIGN WEALTH ADVISORS LLC (CRD#:188524) HOUSTON, TX
IA
03/20/2012 - 03/29/2017 RBC CAPITAL MARKETS, LLC (CRD#:31194) HOUSTON, TX
B
03/20/2012 - 03/29/2017 RBC CAPITAL MARKETS, LLC (CRD#:31194) HOUSTON, TX
IA
06/01/2009 - 03/28/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) HOUSTON, TX
B
06/01/2009 - 03/28/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) HOUSTON, TX
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) HOUSTON, TX
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) HOUSTON, TX
IA
11/19/2004 - 04/02/2007 MORGAN STANLEY (CRD#:7556) HOUSTON, TX
B
09/23/2004 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.