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JOHN FREDERICK YEAGER
JOHN YEAGER
CRD#: 4835736
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 400 S. EL CAMINO REAL
SUITE 900
SAN MATEO, CA 94402
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2006 (2 years)2 FIRMS2006 - Present (18 years)
License(s)

State Registrations

B
Arizona 9/8/2006

B
New Hampshire 4/13/2023

B
California 9/8/2006

B
New Jersey 1/16/2018

IA
California 9/8/2006

B
New Mexico 12/13/2024

B
Colorado 3/23/2007

B
New York 5/24/2016

B
Delaware 12/10/2020

B
North Carolina 4/2/2019

B
District of Columbia 9/8/2006

B
Ohio 5/8/2020

B
Florida 2/11/2009

B
Oklahoma 1/7/2021

B
Georgia 11/9/2016

B
Oregon 9/8/2006

B
Hawaii 4/27/2010

B
Pennsylvania 3/8/2007

B
Idaho 1/9/2009

B
Rhode Island 5/21/2020

B
Illinois 1/9/2009

B
South Carolina 12/2/2021

B
Indiana 9/5/2008

B
South Dakota 4/14/2023

B
Kansas 9/8/2006

B
Tennessee 1/3/2019

B
Kentucky 5/8/2020

B
Texas 1/9/2009

B
Louisiana 2/6/2018

IA
Texas 6/18/2009

B
Maryland 5/21/2024

B
Utah 1/11/2019

B
Massachusetts 12/7/2012

B
Vermont 1/10/2011

B
Michigan 4/17/2008

B
Virginia 9/8/2006

B
Minnesota 9/8/2006

B
Washington 9/8/2006

B
Missouri 7/10/2023

B
West Virginia 5/18/2023

B
Montana 10/22/2021

B
Wisconsin 2/6/2018

B
Nebraska 4/11/2024

B
Wyoming 12/16/2020

B
Nevada 10/2/2012

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
400 S. EL CAMINO REAL SUITE 900, SAN MATEO, CA 94402
San Mateo, CA
Registered with this firm since 9/8/2006

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
400 S. EL CAMINO REAL SUITE 900, SAN MATEO, CA 94402
San Mateo, CA
Registered with this firm since 9/8/2006

Previous Registration(s)
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IA
10/29/2004 - 09/11/2006 MORGAN STANLEY (CRD#:7556) BURLINGAME, CA
B
09/21/2004 - 09/11/2006 MORGAN STANLEY DW INC. (CRD#:7556) BURLINGAME, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.