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Detailed Report
TIMOTHY JAMES BAKER
TIMOTHY BAKER
CRD#: 4835543
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 55 East 52nd Street
New York, NY 10055
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2011 - Present (13 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2005 - 2011 (6 years)
License(s)

State Registrations

B
Alabama 10/25/2011
B
Nebraska 5/1/2017
B
Alaska 1/28/2020
B
Nevada 11/11/2015
B
Arizona 1/4/2017
B
New Hampshire 1/29/2020
B
Arkansas 1/28/2020
B
New Jersey 10/25/2011
B
California 10/25/2011
IA
New Jersey 10/25/2011
B
Colorado 10/25/2011
B
New Mexico 12/19/2011
B
Connecticut 10/25/2011
B
New York 10/25/2011
B
Delaware 5/6/2016
IA
New York 6/16/2021
B
District of Columbia 4/9/2019
B
North Carolina 9/27/2019
B
Florida 10/25/2011
B
North Dakota 12/10/2019
B
Georgia 1/28/2020
B
Ohio 1/30/2020
B
Hawaii 10/25/2011
B
Oklahoma 1/29/2020
B
Idaho 9/27/2019
B
Oregon 11/21/2019
B
Illinois 1/4/2017
B
Pennsylvania 10/25/2011
B
Indiana 5/10/2019
B
Rhode Island 5/2/2016
B
Iowa 1/28/2020
B
South Carolina 12/1/2011
B
Kansas 5/24/2013
B
South Dakota 1/29/2020
B
Kentucky 1/28/2020
B
Tennessee 1/29/2020
B
Louisiana 10/25/2011
B
Texas 11/30/2017
B
Maine 1/28/2020
IA
Texas 4/2/2020
B
Maryland 10/25/2011
B
Utah 1/29/2020
B
Massachusetts 10/25/2011
B
Vermont 2/8/2018
B
Michigan 10/25/2011
B
Virginia 10/25/2011
B
Minnesota 1/28/2020
B
Washington 3/20/2019
B
Mississippi 1/28/2020
B
West Virginia 1/29/2020
B
Missouri 1/28/2020
B
Wisconsin 9/27/2019
B
Montana 1/28/2020
B
Wyoming 1/29/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
55 East 52nd Street, New York, NY 10055
Westfield, NJ
Registered with this firm since 10/25/2011
B
MORGAN STANLEY (CRD#:149777)
55 East 52nd Street, New York, NY 10055
Westfield, NJ
Registered with this firm since 10/25/2011
Previous Registration(s)
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B
 01/01/2005 - 10/27/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.