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TRAVIS RYAN TAM
TRAVIS TAM
CRD#: 4835496
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2033 N MAIN ST STE 800
WALNUT CREEK, CA 94596
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2016 (11 years)2 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Arizona 3/30/2016

B
Nevada 3/30/2016

B
California 3/30/2016

B
New Hampshire 3/30/2016

IA
California 4/1/2016

B
New Jersey 3/30/2016

B
Colorado 3/30/2016

B
New Mexico 3/30/2016

B
Connecticut 2/26/2019

B
New York 3/30/2016

B
Delaware 3/30/2016

B
North Carolina 3/31/2016

B
Florida 3/30/2016

B
North Dakota 3/30/2016

B
Georgia 3/30/2016

B
Ohio 3/30/2016

B
Hawaii 3/30/2016

B
Oregon 3/30/2016

B
Idaho 7/3/2018

B
Pennsylvania 3/30/2016

B
Illinois 3/30/2016

B
South Carolina 5/24/2023

B
Iowa 8/31/2020

B
Texas 3/30/2016

B
Kentucky 3/30/2016

IA
Texas 3/30/2016

B
Louisiana 8/11/2016

B
Utah 3/30/2016

B
Maine 5/6/2021

B
Virginia 10/13/2020

B
Maryland 3/30/2016

B
Washington 3/30/2016

B
Massachusetts 3/30/2016

B
Wisconsin 3/30/2016

B
Michigan 3/30/2016

B
Wyoming 3/30/2016

B
Montana 3/30/2016

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2033 N MAIN ST STE 800, WALNUT CREEK, CA 94596
Registered with this firm since 3/30/2016

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2033 N MAIN ST STE 800, WALNUT CREEK, CA 94596
Registered with this firm since 3/30/2016

Previous Registration(s)
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IA
05/18/2005 - 04/01/2016 AXA ADVISORS, LLC (CRD#:6627) WALNUT CREEK, CA
B
04/14/2005 - 04/01/2016 AXA ADVISORS, LLC (CRD#:6627) WALNUT CREEK, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.