Individual Firm
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BRADFORD PRESTON MECKLENBURG
BRAD P MECKLENBURG, BRAD PRESTON MECKLENBURG, BRAD MECKLENBURG, BRADFORD P MECKLENBURG, BRADFORD MECKLENBURG
CRD#: 4833893
IA
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VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 13220 METCALF
SUITE 360
OVERLAND PARK, KS 66213
SUITE 360
OVERLAND PARK, KS 66213
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Disclosures
19
Years of Experience
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State Registrations
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Iowa 7/16/2020
IA
Kansas 4/29/2019
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Iowa 7/16/2020
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Missouri 4/15/2019
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Kansas 4/29/2019
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Missouri 4/15/2019
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 4/15/2019
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Registered with this firm since 4/15/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/04/2016 - 04/09/2019 | Pleasant Valley, MO | |
B | 08/04/2016 - 04/09/2019 | Pleasant Valley, MO | |
IA | 06/02/2015 - 07/27/2016 | OVERLAND PARK, KS | |
B | 12/21/2005 - 03/30/2015 | KANSAS CITY, MO | |
IA | 05/21/2009 - 11/09/2011 | KANSAS CITY, MO | |
B | 03/19/2009 - 11/09/2011 | KANSAS CITY, MO |
KANSAS CITY, MO
05/21/2009 - 11/09/2011
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.