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CHRISTINA ANN SONNIER SMITH
CHRISTINA ANN SONNIER, CHRISTINA SONNIER
CRD#: 4832649
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 4400 POST OAK PARKWAY
20TH FLOOR
HOUSTON, TX 77027
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2012 - 2013 (<1 year)2 FIRMS2013 - 2015 (2 years)2 FIRMS2015 - Present (9 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2004 - 2012 (7 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2006 - 2012 (5 years)
License(s)

State Registrations

B
Arizona 11/16/2015

B
Louisiana 11/16/2015

B
Arkansas 11/16/2015

B
Massachusetts 8/11/2017

B
California 11/16/2015

B
Nevada 11/16/2015

B
Colorado 6/15/2021

B
New Mexico 11/16/2015

B
Florida 5/25/2022

B
New York 11/16/2015

B
Georgia 3/11/2021

B
Oklahoma 9/11/2019

B
Illinois 11/16/2015

B
South Carolina 2/16/2023

B
Indiana 1/16/2024

B
Texas 11/16/2015

B
Kentucky 5/6/2019

IA
Texas 11/16/2015

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4400 POST OAK PARKWAY 20TH FLOOR, HOUSTON, TX 77027
Registered with this firm since 11/16/2015

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4400 POST OAK PARKWAY 20TH FLOOR, HOUSTON, TX 77027
Registered with this firm since 11/16/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/22/2013 - 12/15/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) HOUSTON, TX
B
04/22/2013 - 12/15/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) HOUSTON, TX
IA
11/19/2012 - 05/02/2013 MORGAN STANLEY (CRD#:149777) HOUSTON, TX
B
10/25/2012 - 05/02/2013 MORGAN STANLEY (CRD#:149777) HOUSTON, TX
IA
12/14/2006 - 10/15/2012 UBS FINANCIAL SERVICES INC. (CRD#:8174) LAFAYETTE, LA
B
11/17/2004 - 10/15/2012 UBS FINANCIAL SERVICES INC. (CRD#:8174) LAFAYETTE, LA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.