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SANYA MULHERN
SANYA LYNETTE MAFFIA, SANYA MAFFIA, SANYA L MULHERN, SANYA LYNETTE MULHERN, SANYA LYNETTE PARIS MRS
CRD#: 4831642
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 655 W. BROADWAY
STE 1000
SAN DIEGO, CA 92101-8485
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2006 (1 year)2 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - 2016 (6 years)2 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Alabama 8/2/2021

B
Minnesota 8/2/2021

B
Alaska 8/2/2021

B
Missouri 11/26/2019

B
Arizona 6/2/2016

B
Montana 11/26/2019

B
Arkansas 11/25/2022

B
Nebraska 8/2/2021

B
California 6/2/2016

B
Nevada 11/26/2019

IA
California 6/2/2016

B
New Jersey 7/27/2016

B
Colorado 3/20/2019

B
New Mexico 8/2/2021

B
Connecticut 11/16/2017

B
New York 11/26/2019

B
Delaware 11/26/2019

B
North Carolina 11/26/2019

B
District of Columbia 8/2/2021

B
Ohio 2/13/2020

B
Florida 6/13/2018

B
Oklahoma 8/2/2021

B
Georgia 8/2/2021

B
Oregon 6/2/2016

B
Hawaii 6/2/2016

B
Pennsylvania 8/2/2021

B
Idaho 8/2/2021

B
Rhode Island 8/2/2021

B
Illinois 11/26/2019

B
South Carolina 8/2/2021

B
Indiana 8/2/2021

B
South Dakota 8/2/2021

B
Iowa 8/2/2021

B
Tennessee 4/15/2020

B
Kansas 8/2/2021

B
Texas 6/2/2016

B
Kentucky 8/2/2021

IA
Texas 6/2/2016

B
Louisiana 6/2/2016

B
Utah 8/2/2021

B
Maine 7/31/2024

B
Virginia 1/4/2021

B
Maryland 8/2/2021

B
Washington 6/2/2016

B
Massachusetts 6/2/2016

B
Wisconsin 6/2/2016

B
Michigan 8/2/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
655 W. BROADWAY STE 1000, SAN DIEGO, CA 92101-8485
Poway, CA
Registered with this firm since 6/2/2016

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
655 W. BROADWAY STE 1000, SAN DIEGO, CA 92101-8485
Poway, CA
Registered with this firm since 6/2/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/23/2009 - 06/06/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) INDIAN WELLS, CA
B
10/23/2009 - 06/06/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) INDIAN WELLS, CA
IA
09/25/2006 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) PALM DESERT, CA
B
09/21/2006 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) PALM DESERT, CA
IA
11/19/2004 - 09/13/2006 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) INDIAN WELLS, CA
B
10/21/2004 - 09/13/2006 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) INDIAN WELLS, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.