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MITCHELL ALLAN ROMANO
CRD#: 4831446
IA
Investment Adviser
B
Broker
ROSE CAPITAL ADVISORS, LLCCRD#: 173054 119 WASHINGTON AVENUE
SUITE 400
MIAMI BEACH, FL 33139
SAXONY SECURITIES, INC.CRD#: 115547 119 WASHINGTON AVENUE
SUITE 400
MIAMI BEACH, FL 33139
Registration History
20062008201020122014201620182020202220242026IAROSE CAPITAL ADVISORS, LLC (CRD# 173054)2016 - Present (9 years)BSAXONY SECURITIES, INC. (CRD# 115547)2015 - Present (9 years)BDOMINICK & DOMINICK LLC (CRD# 7344)2006 - 2014 (7 years)IADOMINICK & DOMINICK LLC (CRD# 7344)2008 - 2014 (6 years)
Disclosure(s)
View By:
7/27/2005
Regulatory
Final
License(s)

State Registrations

B
Florida 5/14/2015

IA
Florida 1/25/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROSE CAPITAL ADVISORS, LLC (CRD#:173054)
119 WASHINGTON AVENUE SUITE 400, MIAMI BEACH, FL 33139
Registered with this firm since 1/25/2016

B
SAXONY SECURITIES, INC. (CRD#:115547)
119 WASHINGTON AVENUE SUITE 400, MIAMI BEACH, FL 33139
Registered with this firm since 3/17/2015

Previous Registration(s)
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IA
06/25/2008 - 09/15/2014 DOMINICK & DOMINICK LLC (CRD#:7344) MIAMI, FL
B
12/08/2006 - 09/15/2014 DOMINICK & DOMINICK LLC (CRD#:7344) MIAMI, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.