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BRIAN A. CATANELLA
BRIAN ANTHONY CATANELLA
CRD#: 4830919
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 MELLON BANK CTR.
1735 MARKET STREET, 44th Floor
PHILADELPHIA, PA 19103
Registration History
200420062008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2012 - Present (12 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2008 - Present (16 years)BCOHEN & STEERS SECURITIES, LLC (CRD# 29258)2005 - 2007 (2 years)BAXA ADVISORS, LLC (CRD# 6627)2004 - 2005 (<1 year)IAHAVERFORD FINANCIAL SERVICES, INC. (CRD# 130007)2005 - 2005 (<1 year)
License(s)

State Registrations

B
California 2/19/2009

B
Nevada 1/14/2009

B
Delaware 5/7/2009

B
New Jersey 6/18/2008

B
District of Columbia 5/7/2009

IA
New Jersey 11/22/2021

B
Florida 1/14/2009

B
New York 1/13/2009

B
Georgia 2/19/2009

B
North Carolina 5/1/2018

B
Illinois 5/7/2009

B
Ohio 2/19/2009

B
Iowa 5/6/2020

B
Oregon 1/14/2009

B
Kentucky 2/19/2009

B
Pennsylvania 6/18/2008

B
Louisiana 12/12/2024

IA
Pennsylvania 9/5/2012

B
Michigan 2/19/2009

B
Rhode Island 1/22/2024

B
Minnesota 5/29/2018

B
Texas 10/26/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
MELLON BANK CTR. 1735 MARKET STREET, 44th Floor, PHILADELPHIA, PA 19103
Moorestown, NJ
Registered with this firm since 9/5/2012

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
MELLON BANK CTR. 1735 MARKET STREET, 44th Floor, PHILADELPHIA, PA 19103
Moorestown, NJ
Registered with this firm since 6/18/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/04/2005 - 11/30/2007 COHEN & STEERS SECURITIES, LLC (CRD#:29258) NEW YORK, NY
IA
03/18/2005 - 09/28/2005 HAVERFORD FINANCIAL SERVICES, INC. (CRD#:130007) RADNOR, PA
B
09/17/2004 - 01/20/2005 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.