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Detailed Report
KEVIN JOHN HAFFICS
KEVIN HAFFICS, Kevin J Haffics
CRD#: 4830870
IA
Investment Adviser
B
Broker
GOOD LIFE ADVISORS, LLCCRD#: 171898 100 Emerson Lane
Suite 1523
Bridgeville, PA 15017
LPL FINANCIAL LLCCRD#: 6413 1035 BOYCE RD., STE 206
PITTSBURGH, PA 15241
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2005 - 2010 (5 years)2 FIRMS2010 - 2021 (10 years)2 FIRMS2021 - Present (4 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2005 - 2006 (1 year)IALPL FINANCIAL LLC (CRD# 6413)2023 - 2023 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Florida 2/1/2021
IA
Pennsylvania 2/4/2021
B
Maryland 2/1/2021
B
South Carolina 2/1/2021
B
Ohio 2/1/2021
B
West Virginia 2/1/2021
B
Pennsylvania 2/1/2021
B
Wisconsin 3/26/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GOOD LIFE ADVISORS, LLC (CRD#:171898)
100 Emerson Lane Suite 1523, Bridgeville, PA 15017
Registered with this firm since 2/4/2021
B
LPL FINANCIAL LLC (CRD#:6413)
1035 BOYCE RD., STE 206, PITTSBURGH, PA 15241
Registered with this firm since 2/1/2021
Previous Registration(s)
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IA
 08/17/2023 - 08/17/2023 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
IA
 06/23/2010 - 02/03/2021 WADDELL & REED (CRD#:866) PITTSBURGH, PA
B
 05/21/2010 - 02/03/2021 WADDELL & REED (CRD#:866) PITTSBURGH, PA
IA
 02/01/2021 - 02/01/2021 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
IA
 01/24/2005 - 03/23/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CANONSBURG, PA
B
 01/01/2005 - 03/23/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CANONSBURG, PA
B
 01/01/2005 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.