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Detailed Report
KODY VERN DAMRON
CRD#: 4830397
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 8601 N SCOTTSDALE RD STE 150
[SF-RBO]
SCOTTSDALE, AZ 85253
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2016 - Present (8 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2004 - 2007 (2 years)IASTOKER OSTLER, A PART OF BMO F... (CRD# 111320)2012 - 2016 (3 years)IAOXFORD INVESTMENT PARTNERS, LLC (CRD# 124791)2010 - 2011 (1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2005 - 2007 (2 years)
Disclosure(s)
View By:
10/21/2009
Civil
Final
License(s)

State Registrations

B
Arizona 10/28/2016
B
New Mexico 7/29/2021
IA
Arizona 10/31/2016
B
Texas 7/29/2021
B
California 7/29/2021
IA
Texas 7/29/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
8601 N SCOTTSDALE RD STE 150 [SF-RBO], SCOTTSDALE, AZ 85253
Registered with this firm since 10/31/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
8601 N SCOTTSDALE RD STE 150 [SF-RBO], SCOTTSDALE, AZ 85253
Registered with this firm since 10/24/2016
Previous Registration(s)
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IA
 05/09/2012 - 04/01/2016 STOKER OSTLER, A PART OF BMO FINANCIAL GROUP (CRD#:111320) SCOTTSDALE, AZ
IA
 06/14/2010 - 12/12/2011 OXFORD INVESTMENT PARTNERS, LLC (CRD#:124791) PHOENIX, AZ
IA
 01/12/2005 - 07/24/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TEMPE, AZ
B
 09/17/2004 - 07/24/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TEMPE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.