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ROBYN R PETTY-GREER
ROBYN R PETTY, ROBYN R PETTY-GREEN
CRD#: 4830223
IA
Investment Adviser
B
Broker
ROCKEFELLER CAPITAL MANAGEMENTCRD#: 291361 300 Crescent Court
Suite 1450
Dallas, TX 75201
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2019 (14 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2005 - 2019 (14 years)
License(s)

State Registrations

B
Arizona 6/28/2019

B
New Hampshire 8/17/2023

B
California 6/28/2019

B
New Jersey 3/24/2023

B
Colorado 6/28/2019

B
New York 6/28/2019

B
Connecticut 1/13/2021

B
North Carolina 6/28/2019

B
Delaware 5/5/2023

B
Ohio 6/28/2019

B
District of Columbia 6/28/2019

B
Oklahoma 6/28/2019

B
Florida 6/28/2019

B
Oregon 9/27/2021

B
Georgia 6/28/2019

B
Pennsylvania 6/28/2019

B
Hawaii 9/12/2022

B
Puerto Rico 6/28/2019

B
Illinois 6/28/2019

B
South Carolina 6/28/2019

B
Iowa 6/28/2019

B
Tennessee 6/28/2019

B
Louisiana 9/15/2021

B
Texas 6/28/2019

B
Maine 6/28/2019

IA
Texas 6/28/2019

B
Maryland 6/28/2019

B
Utah 4/14/2021

B
Massachusetts 6/28/2019

B
Virginia 6/28/2019

B
Michigan 6/28/2019

B
Washington 3/17/2023

B
Minnesota 6/28/2019

B
Wisconsin 6/28/2019

B
Nevada 8/1/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROCKEFELLER CAPITAL MANAGEMENT (CRD#:291361)
300 Crescent Court Suite 1450, Dallas, TX 75201
Registered with this firm since 6/28/2019

B
ROCKEFELLER FINANCIAL LLC (CRD#:291361)
300 Crescent Court Suite 1450, Dallas, TX 75201
Registered with this firm since 6/28/2019

Previous Registration(s)
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IA
02/02/2005 - 07/02/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
B
08/18/2004 - 07/02/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.