Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MARK JAMES WIDLOWSKI
MARK JAMES WIDLOWSKI MR
CRD#: 4828242
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 3520 OLD MILTON PKWY
ALPHARETTA, GA 30005
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2004 - 2018 (14 years)IASIGNATOR INVESTORS, INC. (CRD# 468)2005 - 2018 (13 years)
Disclosure(s)
View By:
10/8/2013
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 11/2/2018
B
Massachusetts 1/3/2024
B
Alaska 8/19/2021
B
Montana 1/3/2024
B
California 2/25/2020
B
Nebraska 8/15/2019
B
Colorado 1/11/2024
B
Nevada 11/2/2018
B
Connecticut 1/3/2024
B
New Jersey 11/2/2018
B
District of Columbia 7/28/2023
B
New Mexico 1/2/2025
B
Florida 11/2/2018
B
North Carolina 11/2/2018
IA
Florida 9/30/2024
B
Oregon 2/23/2021
B
Georgia 11/2/2018
B
Pennsylvania 3/22/2023
IA
Georgia 11/2/2018
B
South Carolina 11/2/2018
B
Idaho 9/1/2020
B
South Dakota 6/4/2020
B
Indiana 11/22/2019
B
Tennessee 11/2/2018
B
Kansas 1/3/2023
IA
Texas 7/31/2019
B
Kentucky 11/19/2021
B
Texas 8/5/2019
B
Louisiana 1/7/2021
B
Virginia 8/20/2020
B
Maryland 7/5/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
3520 OLD MILTON PKWY, ALPHARETTA, GA 30005
Registered with this firm since 11/2/2018
B
OSAIC WEALTH, INC. (CRD#:23131)
3520 OLD MILTON PKWY, ALPHARETTA, GA 30005
Registered with this firm since 11/2/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/24/2005 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) ALPHARETTA, GA
B
 08/12/2004 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) ALPHARETTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.