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Detailed Report
ERIC EDWARD MORMAN
CRD#: 4828153
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 7311 Crossleigh Court
Toledo, OH 43617
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2009 (4 years)2 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Alabama 4/13/2018
B
Nevada 2/17/2016
B
Alaska 11/5/2024
B
New Hampshire 11/5/2024
B
Arizona 8/2/2021
B
New Jersey 7/22/2021
B
Arkansas 3/1/2019
B
New Mexico 3/1/2019
B
California 11/5/2024
B
New York 2/17/2016
B
Colorado 11/5/2024
B
North Carolina 5/15/2017
B
Connecticut 5/13/2021
B
North Dakota 3/1/2019
B
Delaware 11/5/2024
B
Ohio 6/1/2009
B
District of Columbia 11/5/2024
IA
Ohio 6/1/2009
B
Florida 2/17/2016
B
Oklahoma 11/5/2024
B
Georgia 3/1/2019
B
Oregon 11/5/2024
B
Hawaii 11/5/2024
B
Pennsylvania 2/17/2016
B
Idaho 11/5/2024
B
Puerto Rico 3/1/2019
B
Illinois 3/1/2019
B
Rhode Island 3/1/2019
B
Indiana 3/1/2019
B
South Carolina 2/17/2016
B
Iowa 11/5/2024
B
South Dakota 3/1/2019
B
Kansas 11/5/2024
B
Tennessee 11/5/2024
B
Kentucky 11/5/2024
B
Texas 2/17/2016
B
Louisiana 11/5/2024
IA
Texas 3/26/2020
B
Maine 11/5/2024
B
Utah 2/17/2016
B
Maryland 11/5/2024
B
Vermont 11/5/2024
B
Massachusetts 3/1/2019
B
Virgin Islands 11/5/2024
B
Michigan 6/1/2009
B
Virginia 8/20/2021
B
Minnesota 3/1/2019
B
Washington 2/17/2016
B
Mississippi 3/1/2019
B
West Virginia 11/5/2024
B
Missouri 11/5/2024
B
Wisconsin 3/1/2019
B
Montana 6/15/2016
B
Wyoming 11/5/2024
B
Nebraska 3/1/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
7311 Crossleigh Court, Toledo, OH 43617
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
7311 Crossleigh Court, Toledo, OH 43617
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 07/22/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ANN ARBOR, MI
B
 06/27/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ANN ARBOR, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.