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Kathleen T Wilson
KATHLEEN ANNE TORCHEN, KATHLEEN TORCHEN
CRD#: 4828135
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 225 LIBERTY ST
NEW YORK, NY 10281
Registration History
200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2005 - Present (19 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - Present (20 years)
Disclosure(s)
View By:
4/13/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 11/20/2018

IA
New Jersey 11/5/2020

B
California 3/10/2006

B
New York 10/4/2005

IA
Colorado 10/4/2005

IA
New York 4/19/2021

B
Colorado 12/18/2015

B
North Carolina 4/27/2006

B
Connecticut 1/5/2007

B
Ohio 1/8/2015

B
District of Columbia 3/11/2015

B
Oregon 10/27/2022

B
Florida 4/10/2006

B
Pennsylvania 3/10/2006

B
Georgia 4/16/2008

B
Rhode Island 5/24/2021

B
Hawaii 10/15/2021

B
South Carolina 2/27/2015

B
Illinois 10/12/2023

B
Tennessee 6/24/2020

B
Indiana 7/27/2007

B
Texas 3/24/2009

B
Iowa 1/30/2020

IA
Texas 3/26/2009

B
Kansas 1/24/2017

B
Vermont 3/13/2007

B
Maryland 3/24/2016

B
Virgin Islands 9/28/2022

B
Massachusetts 3/10/2006

B
Virginia 1/20/2009

B
Nevada 10/9/2020

B
Washington 5/20/2024

B
New Hampshire 4/26/2024

B
Wyoming 5/20/2024

B
New Jersey 8/11/2005

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
225 LIBERTY ST, NEW YORK, NY 10281
Basking Ridge, NJ
Registered with this firm since 10/4/2005

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
225 LIBERTY ST, NEW YORK, NY 10281
Basking Ridge, NJ
Registered with this firm since 9/20/2004

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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.