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ERIC CHRISTOPHER FROBERG
CRD#: 4828014
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 205 N. LAKESHORE BLVD
MARQUETTE, MI 49855
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 205 N. LAKESHORE BLVD
MARQUETTE, MI 49855
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2013 - Present (11 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2008 - 2013 (5 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2004 - 2008 (3 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2010 - 2013 (3 years)
License(s)

State Registrations

B
Arizona 10/25/2013

IA
Michigan 11/6/2013

B
Colorado 10/25/2013

B
Nebraska 10/25/2013

B
Florida 10/25/2013

B
Oregon 10/25/2013

B
Illinois 10/25/2013

B
Utah 1/2/2015

B
Indiana 10/25/2013

B
Wisconsin 10/25/2013

B
Michigan 10/25/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
205 N. LAKESHORE BLVD, MARQUETTE, MI 49855
Registered with this firm since 11/6/2013

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
205 N. LAKESHORE BLVD, MARQUETTE, MI 49855
Registered with this firm since 10/25/2013

Previous Registration(s)
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IA
04/05/2010 - 10/29/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) MARQUETTE, MI
B
01/01/2008 - 10/29/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) MARQUETTE, MI
B
09/10/2004 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) MARQUETTE, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.