Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KRISTEN M DAVIS
KRISTEN MERRILL DAVIS ^, KRISTEN MERRILL DAVIS, KRISTEN ^MERRILL DAVIS ^, KRISTEN DAVIS, KRISTEN M WILLIAMS…
CRD#: 4827343
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 260 FORBES AVE
PBIG - MARKET SQUARE
PITTSBURGH, PA 15222
PBIG - MARKET SQUARE
PITTSBURGH, PA 15222
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Arizona 3/7/2017
B
Montana 6/29/2022
B
California 12/7/2010
B
Nevada 7/3/2018
B
Colorado 11/3/2011
B
New Hampshire 12/7/2010
IA
Connecticut 12/10/2010
B
New Jersey 12/7/2010
B
Connecticut 9/16/2019
B
New York 12/7/2010
B
Delaware 12/7/2010
B
North Carolina 12/7/2010
B
District of Columbia 11/4/2020
B
Ohio 12/7/2010
B
Florida 12/7/2010
B
Oregon 7/3/2018
B
Georgia 12/7/2010
B
Pennsylvania 12/7/2010
B
Idaho 2/24/2011
IA
Pennsylvania 12/8/2010
B
Illinois 12/7/2010
B
Rhode Island 3/16/2020
B
Indiana 8/30/2011
B
South Carolina 12/7/2010
B
Kansas 7/3/2018
B
Tennessee 2/3/2017
B
Louisiana 7/3/2018
B
Texas 12/7/2010
B
Maryland 7/3/2018
IA
Texas 12/20/2010
B
Massachusetts 12/7/2010
B
Virginia 12/7/2010
B
Michigan 2/24/2011
B
Washington 2/17/2017
B
Minnesota 2/17/2017
B
Wisconsin 1/5/2015
B
Missouri 7/3/2018
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/8/2010
B
Registered with this firm since 12/7/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/29/2006 - 11/12/2010 | PLAINSBORO, NJ | |
B | 09/29/2006 - 11/08/2010 | NEW YORK, NY | |
IA | 02/14/2005 - 09/29/2006 | ATLANTA, GA | |
B | 11/01/2004 - 09/29/2006 | NEW YORK, NY |
ATLANTA, GA
02/14/2005 - 09/29/2006
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.