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Fred Chun Lee
Fred C Lee
CRD#: 4826778
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Investment Adviser
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Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 600 Portland Ave S
MINNEAPOLIS, MN 55415
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2005 (<1 year)2 FIRMS2005 - 2007 (2 years)2 FIRMS2007 - 2007 (<1 year)2 FIRMS2007 - 2011 (3 years)2 FIRMS2011 - 2011 (<1 year)4 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - 2015 (2 years)2 FIRMS2015 - 2019 (4 years)2 FIRMS2020 - 2020 (<1 year)2 FIRMS2020 - 2022 (2 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

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Minnesota 12/14/2022

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Nevada 10/3/2023

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Minnesota 12/14/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
600 Portland Ave S, MINNEAPOLIS, MN 55415
Las Vegas, NV
Registered with this firm since 12/14/2022

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THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
600 Portland Ave S, MINNEAPOLIS, MN 55415
Las Vegas, NV
Registered with this firm since 12/14/2022

Previous Registration(s)
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03/31/2020 - 12/09/2022 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) Vancouver, WA
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03/31/2020 - 12/09/2022 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) VANCOUVER, WA
IA
01/06/2020 - 04/07/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) VANCOUVER, WA
B
01/06/2020 - 04/07/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) VANCOUVER, WA
IA
02/10/2015 - 12/26/2019 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) VANCOUVER, WA
B
02/10/2015 - 12/26/2019 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) VANCOUVER, WA
IA
10/31/2012 - 02/06/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) VANCOUVER, WA
B
10/31/2012 - 02/06/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) VANCOUVER, WA
IA
10/01/2012 - 10/30/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) PORTLAND, OR
B
10/01/2012 - 10/30/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) PORTLAND, OR
IA
01/11/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PORTLAND, OR
B
01/11/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PORTLAND, OR
IA
01/03/2011 - 12/06/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) VANCOUVER, WA
B
01/03/2011 - 12/06/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) VANCOUVER, WA
IA
11/21/2007 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) VANCOUVER, WA
B
11/21/2007 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) VANCOUVER, WA
IA
04/26/2007 - 09/12/2007 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) PASADENA, CA
B
04/26/2007 - 09/12/2007 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) PASADENA, CA
IA
03/07/2005 - 04/30/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) MONROVIA, CA
B
03/07/2005 - 04/30/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) MONROVIA, CA
IA
10/28/2004 - 03/10/2005 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) LOS ANGELES, CA
B
08/11/2004 - 03/10/2005 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.