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Detailed Report
WILLIAM RICHARD NASGOVITZ
WILLIAM R. NASGOVITZ
CRD#: 4826680
IA
Investment Adviser
B
Broker
HEARTLAND ADVISORS, INC.CRD#: 29433 790 N WATER STREET SUITE 1200
MILWAUKEE, WI 53202
ALPS DISTRIBUTORS, INC.CRD#: 16853 790 Water Street
Suite 1200
MILWAUKEE, WI 53202
Registration History
20062008201020122014201620182020202220242026IAHEARTLAND ADVISORS, INC. (CRD# 29433)2006 - Present (18 years)BALPS DISTRIBUTORS, INC. (CRD# 16853)2007 - Present (17 years)BHEARTLAND INVESTOR SERVICES, LLC (CRD# 29693)2005 - 2007 (1 year)
License(s)

State Registrations

B
Alabama 8/1/2007
B
Nevada 8/1/2007
B
Alaska 8/1/2007
B
New Hampshire 8/1/2007
B
Arizona 8/1/2007
B
New Jersey 8/1/2007
B
Arkansas 8/1/2007
B
New Mexico 8/1/2007
B
California 8/1/2007
B
New York 8/1/2007
B
Colorado 8/1/2007
B
North Carolina 8/1/2007
B
Connecticut 8/1/2007
B
North Dakota 8/1/2007
B
Delaware 8/1/2007
B
Ohio 8/1/2007
B
District of Columbia 8/1/2007
B
Oklahoma 8/1/2007
B
Florida 8/1/2007
B
Oregon 8/1/2007
B
Georgia 8/1/2007
B
Pennsylvania 8/1/2007
B
Hawaii 8/1/2007
B
Puerto Rico 5/22/2014
B
Idaho 8/1/2007
B
Rhode Island 8/1/2007
B
Illinois 8/1/2007
B
South Carolina 8/1/2007
B
Indiana 8/1/2007
B
South Dakota 8/1/2007
B
Iowa 8/1/2007
B
Tennessee 8/1/2007
B
Kansas 8/1/2007
B
Texas 8/1/2007
B
Kentucky 8/1/2007
IA
Texas 3/8/2021
B
Louisiana 8/1/2007
B
Utah 8/1/2007
B
Maine 8/1/2007
B
Vermont 8/1/2007
B
Maryland 8/1/2007
B
Virgin Islands 5/22/2014
B
Massachusetts 8/1/2007
B
Virginia 8/1/2007
B
Michigan 8/1/2007
B
Washington 8/1/2007
B
Minnesota 8/1/2007
B
West Virginia 8/1/2007
B
Mississippi 8/1/2007
IA
Wisconsin 5/30/2006
B
Missouri 8/1/2007
B
Wisconsin 8/1/2007
B
Montana 8/1/2007
B
Wyoming 8/1/2007
B
Nebraska 8/1/2007

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HEARTLAND ADVISORS, INC. (CRD#:29433)
790 N WATER STREET SUITE 1200, MILWAUKEE, WI 53202
Registered with this firm since 5/30/2006
B
ALPS DISTRIBUTORS, INC. (CRD#:16853)
790 Water Street Suite 1200, MILWAUKEE, WI 53202
Registered with this firm since 8/1/2007
Previous Registration(s)
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B
 08/08/2005 - 07/31/2007 HEARTLAND INVESTOR SERVICES, LLC (CRD#:29693) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.