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Detailed Report
SETH EVAN GUENTHER
SETH GUENTHER
CRD#: 4826676
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Investment Adviser
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Previous Broker
BEACON POINTE ADVISORS, LLCCRD#: 119290 2000 SOUTH COLORADO BLVD
TOWER TWO, SUITE 1150
DENVER, CO 80222
Registration History
20062008201020122014201620182020202220242026IABEACON POINTE ADVISORS, LLC (CRD# 119290)2019 - Present (5 years)BOPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD# 7834)2011 - 2019 (8 years)BMUTUAL OF AMERICA SECURITIES C... (CRD# 27878)2007 - 2011 (4 years)BMUTUAL OF AMERICA LIFE INSURAN... (CRD# 15356)2006 - 2011 (4 years)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2005 - 2005 (<1 year)IABEACON POINTE WEALTH ADVISORS, LLC (CRD# 151328)2019 - 2020 (<1 year)
License(s)

State Registrations

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Colorado 7/11/2019
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Texas 2/4/2025
Current Registration(s)
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BEACON POINTE ADVISORS, LLC (CRD#:119290)
2000 SOUTH COLORADO BLVD TOWER TWO, SUITE 1150, DENVER, CO 80222
Registered with this firm since 7/11/2019
Previous Registration(s)
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 07/11/2019 - 04/27/2020 BEACON POINTE WEALTH ADVISORS, LLC (CRD#:151328) ARVADA, CO
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 05/10/2011 - 06/03/2019 OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD#:7834) CENTENNIAL, CO
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 03/15/2007 - 04/25/2011 MUTUAL OF AMERICA SECURITIES CORPORATION (CRD#:27878) ENGLEWOOD, CO
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 08/18/2006 - 04/25/2011 MUTUAL OF AMERICA LIFE INSURANCE COMPANY (CRD#:15356) ENGLEWOOD, CO
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 01/10/2005 - 11/04/2005 WORLD GROUP SECURITIES, INC. (CRD#:114473) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.