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SALVATORE ANTHONY CARUSO
SALVATORE A CARUSO
CRD#: 4826100
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 395 NORTH SERVICE ROAD
SUITE 206
MELVILLE, NY 11747
SUITE 206
MELVILLE, NY 11747
0
Disclosures
19
Years of Experience
View By:
State Registrations
IA
Alabama 12/15/2022
B
Massachusetts 2/6/2023
B
Alabama 12/19/2022
B
New Jersey 12/15/2022
B
Alaska 12/21/2022
IA
New Jersey 12/15/2022
IA
Alaska 12/21/2022
B
New York 12/15/2022
B
California 12/15/2022
IA
New York 12/15/2022
IA
California 12/15/2022
B
Oklahoma 12/15/2022
B
Colorado 12/15/2022
IA
Oklahoma 12/15/2022
IA
Colorado 12/15/2022
B
Oregon 12/15/2022
B
Connecticut 12/20/2022
IA
Oregon 12/16/2022
IA
Connecticut 12/20/2022
B
Pennsylvania 12/15/2022
B
Florida 12/15/2022
IA
Pennsylvania 12/16/2022
IA
Florida 12/16/2022
B
South Carolina 12/15/2022
B
Kansas 12/15/2022
IA
South Carolina 12/21/2022
IA
Kansas 12/15/2022
B
Tennessee 2/14/2024
B
Maine 1/23/2025
B
Texas 12/15/2022
IA
Maine 1/23/2025
IA
Texas 12/15/2022
B
Maryland 12/15/2022
B
Wyoming 12/15/2022
IA
Maryland 12/15/2022
IA
Wyoming 12/15/2022
SRO Registrations
B
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IA
Registered with this firm since 12/15/2022
B
Registered with this firm since 12/15/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/22/2019 - 12/19/2022 | MELVILLE, NY | |
B | 04/13/2012 - 12/19/2022 | MELVILLE, NY | |
B | 06/05/2009 - 04/13/2012 | GARDEN CITY, NY | |
B | 08/14/2008 - 06/11/2009 | MELLVILLE, NY | |
B | 09/21/2007 - 08/14/2008 | SYOSSET, NY | |
B | 05/15/2007 - 09/20/2007 | GARDEN CITY, NY | |
B | 11/16/2006 - 05/11/2007 | GARDEN CITY, NY | |
B | 08/05/2005 - 11/21/2006 | NEW YORK, NY |
GARDEN CITY, NY
06/05/2009 - 04/13/2012
NEW YORK, NY
08/05/2005 - 11/21/2006
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.