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BRETT REARDON FLOYD
CRD#: 4825985
IA
Investment Adviser
B
Broker
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUSTCRD#: 105390 610 MARKET STREET
PHILADELPHIA, PA 19106
DELAWARE DISTRIBUTORS, L.P.CRD#: 14232 610 MARKET ST
100 INDEPENDENCE
PHILADELPHIA, PA 19106
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (1 year)IAMACQUARIE INVESTMENT MANAGEMEN... (CRD# 105390)2020 - Present (4 years)BDELAWARE DISTRIBUTORS, L.P. (CRD# 14232)2011 - Present (14 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2009 - 2010 (1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2009 - 2009 (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2004 - 2005 (1 year)IADELAWARE CAPITAL MANAGEMENT AD... (CRD# 152237)2012 - 2020 (7 years)
License(s)

State Registrations

B
New Mexico 8/23/2012

IA
Pennsylvania 4/20/2020

IA
New Mexico 4/20/2020

B
Texas 8/23/2012

B
Oklahoma 8/23/2012

IA
Texas 4/20/2020

B
Pennsylvania 2/24/2011

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST (CRD#:105390)
610 MARKET STREET, PHILADELPHIA, PA 19106
Frisco, TX
Registered with this firm since 4/20/2020

B
DELAWARE DISTRIBUTORS, L.P. (CRD#:14232)
610 MARKET ST 100 INDEPENDENCE, PHILADELPHIA, PA 19106
Frisco, TX
Registered with this firm since 2/24/2011

Previous Registration(s)
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IA
08/23/2012 - 04/21/2020 DELAWARE CAPITAL MANAGEMENT ADVISERS, INC (CRD#:152237) PHILADELPHIA, PA
B
11/20/2009 - 12/20/2010 VANGUARD MARKETING CORPORATION (CRD#:7452) MALVERN, PA
B
04/09/2009 - 07/15/2009 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) FORT MYERS, FL
IA
06/27/2006 - 07/06/2007 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) BONITA SPRINGS, FL
B
06/02/2006 - 07/06/2007 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) BONITA SPRINGS, FL
B
07/28/2004 - 08/15/2005 PRUCO SECURITIES, LLC. (CRD#:5685) NEWARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.