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MICHAEL ROBERT MONAHAN
Michael Monahan
CRD#: 4825876
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LOCKTON INVESTMENT ADVISORS, LLCCRD#: 144133 5500 Wayzata Blvd Suite 510
Mineapolis, MN 55416
Mineapolis, MN 55416
LOCKTON INVESTMENT SECURITIES, LLCCRD#: 137476 5500 Wayzata Blvd Suite 510
Minneapolis, MN 55416
Minneapolis, MN 55416
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Disclosures
12
Years of Experience
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State Registrations
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Minnesota 7/23/2020
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Minnesota 7/23/2020
SRO Registrations
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Registered with this firm since 7/23/2020
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Registered with this firm since 7/23/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/08/2019 - 07/16/2020 | MINNETONKA, MN | |
B | 03/22/2019 - 07/16/2020 | MINNETONKA, MN | |
B | 07/20/2007 - 12/31/2012 | MINNEAPOLIS, MN | |
B | 07/23/2004 - 04/20/2005 | GOLDEN VALLEY, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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