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Detailed Report
MICHAEL JAMES BARRANCO
CRD#: 4825738
IA
Investment Adviser
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Previous Broker
INVISTA ADVISORSCRD#: 282899 350 LEAVELL CIRCLE
MONTGOMERY, AL 36117
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2007 - 2015 (8 years)IAINVISTA ADVISORS (CRD# 282899)2018 - Present (6 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2004 - 2007 (2 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2006 - 2007 (1 year)
Disclosure(s)
View By:
10/6/2021
Customer Dispute
Settled
8/1/2016
Regulatory
Final
11/17/2015
Employment Separation After Allegations
License(s)

State Registrations

IA
Alabama 10/11/2018
Current Registration(s)
IA
INVISTA ADVISORS (CRD#:282899)
350 LEAVELL CIRCLE, MONTGOMERY, AL 36117
Registered with this firm since 10/11/2018
Previous Registration(s)
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 04/02/2007 - 12/17/2015 LPL FINANCIAL LLC (CRD#:6413) MONTGOMERY, AL
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 04/02/2007 - 12/17/2015 LPL FINANCIAL LLC (CRD#:6413) MONTGOMERY, AL
IA
 01/09/2006 - 04/05/2007 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) MONTGOMERY, AL
B
 11/04/2004 - 04/05/2007 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) MONTGOMERY, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.