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MARC ZOLA KLEIMAN
MARC KLEIMAN
CRD#: 4824890
IA
B
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 1800 NORTH MILITARY TRAIL
SUITE 340
BOCA RATON, FL 33431
SUITE 340
BOCA RATON, FL 33431
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Arizona 1/20/2022
B
Minnesota 9/24/2024
IA
Arizona 2/1/2022
IA
Minnesota 9/24/2024
B
California 7/21/2011
B
Nevada 7/24/2017
B
Florida 7/21/2011
B
North Carolina 9/11/2014
IA
Florida 8/31/2011
IA
North Carolina 9/11/2014
B
Georgia 5/30/2023
B
South Carolina 12/16/2019
IA
Georgia 6/1/2023
B
Virginia 8/9/2023
B
Illinois 1/16/2025
B
Washington 1/26/2021
IA
Illinois 1/17/2025
IA
Washington 1/26/2021
SRO Registrations
B
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IA
Registered with this firm since 8/31/2011
B
Registered with this firm since 7/21/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/07/2011 - 07/19/2011 | BOYNTON BEACH, FL | |
B | 03/07/2011 - 07/19/2011 | BOYNTON BEACH, FL | |
IA | 01/19/2007 - 03/08/2011 | ROYAL PALM BEACH, FL | |
B | 09/13/2004 - 03/08/2011 | ROYAL PALM BEACH, FL |
BOYNTON BEACH, FL
04/07/2011 - 07/19/2011
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.