Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BRIAN THOMAS ROBINSON
CRD#: 4824605
IA
B
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 210 UNIVERSITY BOULEVARD
Ste 800
DENVER, CO 80206
Ste 800
DENVER, CO 80206
View By:
4/3/2020
Customer Dispute
Denied
State Registrations
B
Alabama 9/21/2022
B
Missouri 4/4/2017
B
Alaska 9/21/2022
B
Montana 6/16/2022
B
Arizona 2/3/2012
B
Nebraska 11/9/2016
B
Arkansas 4/4/2017
B
Nevada 9/21/2022
B
California 2/3/2012
B
New Jersey 2/3/2012
B
Colorado 2/3/2012
B
New Mexico 4/4/2017
IA
Colorado 2/3/2012
B
New York 2/3/2012
B
Connecticut 2/3/2012
B
North Carolina 2/3/2012
B
Delaware 11/11/2014
B
North Dakota 9/21/2022
B
District of Columbia 3/10/2021
B
Ohio 2/19/2014
B
Florida 2/3/2012
B
Oklahoma 9/28/2018
IA
Florida 1/5/2018
B
Oregon 4/4/2017
B
Georgia 5/25/2022
B
Pennsylvania 3/27/2020
B
Hawaii 7/7/2022
B
Puerto Rico 9/21/2022
B
Idaho 12/24/2020
B
Rhode Island 9/21/2022
B
Illinois 4/19/2017
B
South Carolina 10/29/2015
B
Indiana 8/30/2017
B
South Dakota 2/3/2012
B
Iowa 6/11/2021
B
Tennessee 11/9/2016
B
Kansas 2/3/2012
B
Texas 11/10/2014
B
Kentucky 7/28/2022
IA
Texas 11/15/2016
B
Louisiana 6/18/2024
B
Utah 4/4/2017
B
Maine 6/12/2024
B
Vermont 9/21/2022
B
Maryland 11/10/2021
B
Virginia 2/3/2012
B
Massachusetts 3/2/2021
B
Washington 4/4/2017
B
Michigan 2/3/2012
B
Wisconsin 4/7/2022
B
Minnesota 9/21/2022
B
Wyoming 2/3/2012
B
Mississippi 2/16/2021
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 2/3/2012
B
Registered with this firm since 2/3/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 02/08/2012 | ENGLEWOOD, CO | |
B | 06/01/2009 - 02/08/2012 | ENGLEWOOD, CO | |
IA | 05/29/2008 - 06/01/2009 | ENGLEWOOD, CO | |
B | 05/29/2008 - 06/01/2009 | ENGLEWOOD, CO | |
B | 09/27/2006 - 02/25/2008 | NEW YORK, NY | |
IA | 10/30/2006 - 08/17/2007 | STAMFORD, CT | |
B | 06/07/2005 - 07/18/2005 | NEW YORK, NY | |
B | 07/06/2004 - 07/26/2004 | NEW YORK, NY |
STAMFORD, CT
10/30/2006 - 08/17/2007
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.