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Detailed Report
PAUL ALLEN MARKOWICH
CRD#: 4823575
IA
Investment Adviser
B
Broker
FIRSTRUST FINANCIAL ADVISORSCRD#: 131620 15 E RIDGE PIKE
CONSHOHOCKEN, PA 19428
EQUITABLE ADVISORS, LLCCRD#: 6627 15 E RIDGE PIKE
CONSHOHOCKEN, PA 19428
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2011 (6 years)2 FIRMS2011 - 2016 (5 years)2 FIRMS2016 - 2016 (<1 year)2 FIRMS2016 - Present (8 years)IAFIRSTRUST FINANCIAL ADVISORS (CRD# 131620)2021 - Present (3 years)IAFIRSTRUST FINANCIAL ADVISORS (CRD# 131620)2005 - 2016 (11 years)
License(s)

State Registrations

B
Arizona 7/22/2016
IA
Michigan 2/4/2020
IA
Arizona 8/9/2016
B
Missouri 9/24/2021
B
California 11/8/2016
IA
Missouri 9/28/2021
IA
California 12/6/2016
B
Nebraska 10/15/2020
B
Colorado 6/2/2022
B
New Hampshire 10/20/2017
IA
Colorado 6/6/2022
IA
New Hampshire 10/26/2017
B
Connecticut 9/9/2019
B
New Jersey 7/22/2016
IA
Connecticut 9/16/2019
IA
New Jersey 8/5/2016
B
Delaware 7/22/2016
B
New York 7/22/2016
IA
Delaware 8/9/2016
IA
New York 5/18/2021
B
Florida 7/22/2016
B
North Carolina 10/10/2017
IA
Florida 7/25/2016
IA
North Carolina 10/13/2017
B
Georgia 1/31/2018
B
Ohio 7/6/2021
IA
Georgia 2/22/2018
IA
Ohio 7/8/2021
B
Idaho 7/28/2022
B
Pennsylvania 7/22/2016
IA
Idaho 8/2/2022
IA
Pennsylvania 7/22/2016
B
Illinois 11/4/2016
B
South Carolina 1/4/2017
IA
Illinois 11/9/2016
IA
South Carolina 1/11/2017
B
Maine 4/23/2021
B
Texas 1/23/2020
IA
Maine 5/11/2021
IA
Texas 1/29/2020
B
Maryland 1/26/2018
B
Virginia 7/31/2020
IA
Maryland 1/30/2018
IA
Virginia 8/5/2020
B
Massachusetts 6/18/2021
B
West Virginia 7/20/2021
B
Michigan 1/28/2020
IA
West Virginia 7/27/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIRSTRUST FINANCIAL ADVISORS (CRD#:131620)
15 E RIDGE PIKE, CONSHOHOCKEN, PA 19428
Registered with this firm since 8/16/2021
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
15 E RIDGE PIKE, CONSHOHOCKEN, PA 19428
Registered with this firm since 7/22/2016
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
15 E RIDGE PIKE, CONSHOHOCKEN, PA 19428
Registered with this firm since 7/22/2016
Previous Registration(s)
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IA
 04/26/2005 - 08/02/2016 FIRSTRUST FINANCIAL ADVISORS (CRD#:131620) PHILADELPHIA, PA
IA
 07/06/2016 - 07/25/2016 MSI FINANCIAL SERVICES, INC. (CRD#:14251) PHILADELPHIA, PA
B
 07/06/2016 - 07/25/2016 MSI FINANCIAL SERVICES, INC. (CRD#:14251) PHILADELPHIA, PA
IA
 02/04/2011 - 07/01/2016 METLIFE SECURITIES INC. (CRD#:14251) PHILADELPHIA, PA
B
 02/04/2011 - 07/01/2016 METLIFE SECURITIES, INC (CRD#:14251) PHILADELPHIA, PA
IA
 10/06/2004 - 02/10/2011 AXA ADVISORS, LLC (CRD#:6627) PHILADELPHIA, PA
B
 07/28/2004 - 02/10/2011 AXA ADVISORS, LLC (CRD#:6627) PHILADELPHIA, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.