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Detailed Report
VINCENT JOSEPH D'ALBORA
VINCENT D'ALBORA
CRD#: 4822725
IA
Investment Adviser
B
Broker
B. RILEY WEALTH ADVISORS, INC.CRD#: 115927 2-10 Broad Street
Suite 203/303
Red Bank, NJ 07701
B. RILEY WEALTH MANAGEMENTCRD#: 2543 10 BROAD STREET
SUITE 203/303
RED BANK, NJ 07701
Registration History
20062008201020122014201620182020202220242026BB. RILEY WEALTH MANAGEMENT (CRD# 2543)2022 - Present (2 years)IAB. RILEY WEALTH ADVISORS, INC. (CRD# 115927)2018 - Present (6 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2008 - 2022 (14 years)BGUNNALLEN FINANCIAL, INC (CRD# 17609)2006 - 2008 (2 years)BJOSEPH STEVENS & COMPANY, INC. (CRD# 35459)2006 - 2006 (<1 year)
License(s)

State Registrations

B
Alabama 7/22/2022
B
Nebraska 7/22/2022
B
Alaska 7/22/2022
B
Nevada 7/22/2022
B
Arizona 7/22/2022
B
New Hampshire 7/22/2022
B
Arkansas 7/22/2022
IA
New Jersey 6/28/2018
B
California 7/22/2022
B
New Jersey 7/22/2022
B
Colorado 7/22/2022
B
New Mexico 7/22/2022
B
Connecticut 7/22/2022
IA
New York 6/23/2021
B
Delaware 7/22/2022
B
New York 7/22/2022
B
District of Columbia 7/22/2022
B
North Carolina 7/22/2022
B
Florida 7/22/2022
B
North Dakota 7/22/2022
B
Georgia 7/22/2022
B
Ohio 7/22/2022
B
Hawaii 7/22/2022
B
Oklahoma 7/22/2022
B
Idaho 7/22/2022
B
Oregon 7/22/2022
B
Illinois 7/22/2022
B
Pennsylvania 7/22/2022
B
Indiana 7/22/2022
B
Rhode Island 7/22/2022
B
Iowa 7/22/2022
B
South Carolina 7/22/2022
B
Kansas 7/22/2022
B
South Dakota 7/22/2022
B
Kentucky 7/22/2022
B
Tennessee 7/22/2022
B
Louisiana 7/22/2022
B
Texas 7/22/2022
B
Maine 7/22/2022
B
Utah 7/22/2022
B
Maryland 7/22/2022
B
Vermont 7/22/2022
B
Massachusetts 7/22/2022
B
Virginia 7/22/2022
B
Michigan 7/22/2022
B
Washington 7/22/2022
B
Minnesota 7/22/2022
B
West Virginia 7/22/2022
B
Mississippi 7/22/2022
B
Wisconsin 7/22/2022
B
Missouri 7/22/2022
B
Wyoming 7/22/2022
B
Montana 7/22/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
B. RILEY WEALTH MANAGEMENT (CRD#:2543)
10 BROAD STREET SUITE 203/303, RED BANK, NJ 07701
Staten Island, NY
Registered with this firm since 7/22/2022
IA
B. RILEY WEALTH ADVISORS, INC. (CRD#:115927)
2-10 Broad Street Suite 203/303, Red Bank, NJ 07701
Staten Island, NY
Registered with this firm since 6/28/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 06/06/2008 - 07/22/2022 NATIONAL SECURITIES CORPORATION (CRD#:7569) NEW YORK, NY
B
 04/12/2006 - 06/06/2008 GUNNALLEN FINANCIAL, INC (CRD#:17609) STATEN ISLAND, NY
B
 01/01/2006 - 04/28/2006 JOSEPH STEVENS & COMPANY, INC. (CRD#:35459) STATEN ISLAND, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.