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Detailed Report
MATTHEW WALKER FISHBONE
CRD#: 4822435
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1735 MARKET STREET
SUITE 3110
PHILADELPHIA, PA 19103
Registration History
20082010201220142016201820202022202420262 FIRMS2012 - 2013 (<1 year)2 FIRMS2013 - 2015 (1 year)2 FIRMS2015 - 2016 (<1 year)2 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - Present (7 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2010 - 2012 (2 years)BH.D. VEST INVESTMENT SERVICES (CRD# 13686)2009 - 2010 (<1 year)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2008 - 2009 (<1 year)IAFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2011 - 2012 (1 year)
License(s)

State Registrations

B
Alabama 4/27/2018
B
Nevada 4/27/2018
B
Alaska 4/27/2018
B
New Hampshire 4/27/2018
B
Arizona 4/27/2018
B
New Jersey 4/27/2018
B
Arkansas 4/27/2018
B
New Mexico 4/27/2018
B
California 4/27/2018
B
New York 4/27/2018
B
Colorado 4/27/2018
B
North Carolina 5/2/2018
B
Connecticut 4/27/2018
B
North Dakota 4/27/2018
B
Delaware 4/27/2018
B
Ohio 5/1/2018
B
District of Columbia 4/27/2018
B
Oklahoma 4/27/2018
B
Florida 4/27/2018
B
Oregon 4/27/2018
B
Georgia 4/27/2018
B
Pennsylvania 4/27/2018
B
Hawaii 4/27/2018
IA
Pennsylvania 4/27/2018
B
Idaho 4/27/2018
B
Puerto Rico 4/27/2018
B
Illinois 4/27/2018
B
Rhode Island 4/27/2018
B
Indiana 4/27/2018
B
South Carolina 4/27/2018
B
Iowa 4/27/2018
B
South Dakota 4/27/2018
B
Kansas 4/27/2018
B
Tennessee 4/27/2018
B
Kentucky 4/27/2018
B
Texas 4/27/2018
B
Louisiana 4/27/2018
IA
Texas 4/27/2018
B
Maine 4/27/2018
B
Utah 4/27/2018
B
Maryland 4/27/2018
B
Vermont 4/27/2018
B
Massachusetts 4/27/2018
B
Virgin Islands 4/27/2018
B
Michigan 4/27/2018
B
Virginia 4/27/2018
B
Minnesota 4/27/2018
B
Washington 4/27/2018
B
Mississippi 4/27/2018
B
West Virginia 4/27/2018
B
Missouri 4/27/2018
B
Wisconsin 4/27/2018
B
Montana 4/27/2018
B
Wyoming 4/27/2018
B
Nebraska 4/27/2018

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1735 MARKET STREET SUITE 3110, PHILADELPHIA, PA 19103
Registered with this firm since 4/27/2018
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1735 MARKET STREET SUITE 3110, PHILADELPHIA, PA 19103
Registered with this firm since 4/27/2018
Previous Registration(s)
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IA
 03/18/2016 - 04/30/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) RADNOR, PA
B
 03/18/2016 - 04/30/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) RADNOR, PA
IA
 06/19/2015 - 04/11/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) WEST CONSHOHOCKEN, PA
B
 06/19/2015 - 04/11/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) WEST CONSHOHOCKEN, PA
IA
 10/15/2013 - 06/04/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
B
 10/15/2013 - 06/04/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
IA
 09/19/2012 - 08/29/2013 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) CONSHOHOCKEN, PA
B
 09/19/2012 - 08/29/2013 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) CONSHOHOCKEN, PA
IA
 01/11/2011 - 08/17/2012 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) KING OF PRUSSIA, PA
B
 03/10/2010 - 08/17/2012 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) KING OF PRUSSIA, PA
B
 06/05/2009 - 03/15/2010 H.D. VEST INVESTMENT SERVICES (CRD#:13686) LANSDALE, PA
B
 05/23/2008 - 03/16/2009 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) NEWTOWN, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.