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GREG EMMACK
GREG LEE EMMACK, GREGORY LEE EMMACK
CRD#: 4822361
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 864 E BEARDSLEY AVENUE
ELKHART, IN 46514
CETERA INVESTMENT SERVICES LLCCRD#: 15340 864 E BEARDSLEY AVENUE
ELHART, IN 46514
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2008 - 2011 (2 years)2 FIRMS2011 - 2014 (3 years)2 FIRMS2014 - 2017 (2 years)2 FIRMS2017 - Present (7 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2004 - 2008 (3 years)IATHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2006 - 2008 (1 year)
License(s)

State Registrations

B
California 6/8/2023

B
Iowa 6/21/2023

B
Colorado 6/29/2018

B
Michigan 11/14/2017

B
Florida 1/27/2021

B
New York 4/29/2022

B
Illinois 2/11/2019

B
Texas 10/19/2022

B
Indiana 7/31/2017

IA
Texas 10/20/2022

IA
Indiana 7/31/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
864 E BEARDSLEY AVENUE, ELKHART, IN 46514
Registered with this firm since 7/31/2017

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
864 E BEARDSLEY AVENUE, ELHART, IN 46514
Registered with this firm since 7/31/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/21/2014 - 07/28/2017 KEY INVESTMENT SERVICES LLC (CRD#:136300) ELKHART, IN
B
11/21/2014 - 07/28/2017 KEY INVESTMENT SERVICES LLC (CRD#:136300) ELKHART, IN
IA
02/22/2011 - 11/14/2014 PNC INVESTMENTS (CRD#:129052) ELKHART, IN
B
02/22/2011 - 11/14/2014 PNC INVESTMENTS (CRD#:129052) ELKHART, IN
IA
06/25/2008 - 02/07/2011 KEY INVESTMENT SERVICES LLC (CRD#:136300) WAKARUSA, IN
B
06/25/2008 - 02/07/2011 KEY INVESTMENT SERVICES LLC (CRD#:136300) WAKARUSA, IN
IA
07/10/2006 - 06/26/2008 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) ELKHART, IN
B
07/28/2004 - 06/26/2008 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) ELKHART, IN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.