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JOHANNA IMHOF
JOHANNA PREISING IMHOF, JOHANNA PREISING, Johanna Preising
CRD#: 4822197
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 820 PARK SHORE DR
NAPLES, FL 34103
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2010 - 2011 (1 year)2 FIRMS2012 - 2015 (3 years)2 FIRMS2017 - 2021 (4 years)2 FIRMS2021 - Present (3 years)BE*TRADE SECURITIES LLC (CRD# 29106)2008 - 2008 (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2007 (<1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)2004 - 2007 (2 years)
License(s)

State Registrations

B
California 10/27/2022

B
New Jersey 10/27/2022

B
Florida 9/15/2021

B
New York 10/19/2021

IA
Florida 9/16/2021

B
North Carolina 12/20/2024

B
Georgia 9/15/2021

B
Pennsylvania 10/27/2022

B
Kentucky 10/19/2021

B
South Carolina 12/20/2024

B
Michigan 10/8/2021

B
Virginia 10/27/2022

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
820 PARK SHORE DR, NAPLES, FL 34103
Registered with this firm since 9/16/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
820 PARK SHORE DR, NAPLES, FL 34103
Registered with this firm since 9/15/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/07/2017 - 08/02/2021 FIFTH THIRD SECURITIES, INC. (CRD#:628) NAPLES, FL
B
01/31/2017 - 08/02/2021 FIFTH THIRD SECURITIES, INC. (CRD#:628) NAPLES, FL
IA
02/17/2012 - 12/15/2015 HSBC SECURITIES (USA) INC. (CRD#:19585) NEW YORK, NY
B
02/17/2012 - 12/15/2015 HSBC SECURITIES (USA) INC. (CRD#:19585) NEW YORK, NY
IA
09/17/2010 - 12/21/2011 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
03/08/2010 - 12/21/2011 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
01/09/2008 - 05/27/2008 E*TRADE SECURITIES LLC (CRD#:29106) FT. LAUDERDALE, FL
B
05/29/2007 - 12/06/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
08/16/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.