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SCOTT MCMILLAN STRICKLAND
CRD#: 4821833
IA
B
MORGAN STANLEYCRD#: 149777 34901 Woodward Avenue
Suite 300
Birmingham, MI 48009
Suite 300
Birmingham, MI 48009
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Arizona 6/1/2009
B
New Hampshire 12/7/2022
B
California 6/1/2009
B
New Jersey 2/19/2014
B
Colorado 10/25/2011
B
New York 6/1/2009
B
Delaware 10/28/2020
B
North Carolina 6/1/2009
B
Florida 6/1/2009
B
Ohio 6/1/2009
B
Georgia 6/1/2009
B
Oklahoma 8/20/2021
B
Illinois 6/1/2009
B
Oregon 2/12/2013
IA
Illinois 6/1/2009
B
Pennsylvania 1/23/2025
B
Indiana 4/21/2021
B
South Carolina 1/20/2012
B
Maine 4/17/2023
B
Tennessee 10/28/2020
B
Maryland 1/6/2022
B
Texas 10/28/2020
B
Massachusetts 6/5/2023
IA
Texas 10/30/2020
B
Michigan 6/1/2009
B
Utah 10/28/2020
IA
Michigan 5/20/2010
B
Virginia 5/9/2016
B
Missouri 6/1/2009
B
Washington 11/7/2018
B
Montana 10/9/2020
B
Wisconsin 10/28/2020
B
Nevada 10/28/2020
B
Wyoming 4/15/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/28/2008 - 06/01/2009 | BIRMINGHAM, MI | |
B | 04/28/2008 - 06/01/2009 | BIRMINGHAM, MI | |
IA | 01/05/2006 - 05/20/2008 | NORTHBROOK, IL | |
B | 11/21/2005 - 05/20/2008 | NORTHBROOK, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.