• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Brian Marshall Carr
CRD#: 4821380
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 Seminole, FL
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 3010 W Azeele St
SUITE 120
TAMPA, FL 33609-3576
Registration History
200420062008201020122014201620182020202220242026IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - Present (15 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2004 - Present (20 years)IAWALLER & WAX ADVISORS, INC. (CRD# 131083)2019 - 2022 (3 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2006 - 2009 (3 years)
License(s)

State Registrations

B
Alabama 1/6/2020

B
Minnesota 1/6/2020

B
California 9/19/2006

B
Mississippi 1/6/2020

B
Colorado 10/31/2017

B
New York 10/31/2017

B
Connecticut 1/2/2024

B
North Carolina 11/1/2017

B
District of Columbia 1/6/2020

B
Ohio 1/6/2020

B
Florida 7/8/2004

B
Oregon 1/6/2020

IA
Florida 3/26/2009

B
Pennsylvania 10/31/2017

B
Georgia 10/31/2017

B
South Carolina 10/31/2017

B
Illinois 10/31/2017

B
Tennessee 8/21/2020

B
Indiana 1/6/2020

B
Texas 10/31/2017

B
Louisiana 10/31/2017

IA
Texas 2/2/2018

B
Maryland 10/31/2017

B
Virginia 10/31/2017

B
Massachusetts 1/6/2020

B
Washington 1/6/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
Seminole, FL
3010 W Azeele St Ste 120, Tampa, FL 33609-3576
Registered with this firm since 3/26/2009

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
3010 W Azeele St SUITE 120, TAMPA, FL 33609-3576
Seminole, FL
Registered with this firm since 7/8/2004

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/04/2019 - 11/25/2022 WALLER & WAX ADVISORS, INC. (CRD#:131083) TAMPA, FL
IA
07/20/2006 - 10/10/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) LARGO, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.