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Detailed Report
Abraham Cardenas
ABRAHAM ALLEN CARDENAS, ABRAHAM CARDENAS
CRD#: 4820794
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1 TOWN CENTER RD
BOCA RATON, FL 33486
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2010 - Present (14 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2004 - 2005 (<1 year)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2005 - 2005 (<1 year)
License(s)

State Registrations

B
Alabama 1/3/2023
B
Nebraska 1/3/2023
B
Alaska 1/3/2023
B
Nevada 6/3/2022
B
Arizona 4/17/2013
B
New Hampshire 4/17/2013
B
Arkansas 1/3/2023
B
New Jersey 4/17/2013
B
California 4/17/2013
B
New Mexico 1/3/2023
B
Colorado 4/17/2013
B
New York 7/10/2012
B
Connecticut 4/17/2013
B
North Carolina 10/4/2010
B
Delaware 9/2/2021
B
North Dakota 1/3/2023
B
District of Columbia 4/25/2013
B
Ohio 3/26/2012
B
Florida 9/8/2010
B
Oklahoma 1/3/2023
IA
Florida 9/9/2010
B
Oregon 4/17/2013
B
Georgia 2/14/2012
B
Pennsylvania 4/17/2013
B
Hawaii 1/3/2023
B
Puerto Rico 1/3/2023
B
Idaho 1/3/2023
B
Rhode Island 1/3/2023
B
Illinois 4/17/2013
B
South Carolina 4/17/2013
B
Indiana 3/9/2017
B
South Dakota 1/3/2023
B
Iowa 2/1/2019
B
Tennessee 4/17/2013
B
Kansas 1/3/2023
B
Texas 4/17/2013
B
Kentucky 4/17/2013
IA
Texas 4/30/2013
B
Louisiana 4/17/2013
B
Utah 11/11/2022
B
Maine 6/3/2022
B
Vermont 1/3/2023
B
Maryland 4/17/2013
B
Virgin Islands 1/3/2023
B
Massachusetts 4/17/2013
B
Virginia 4/17/2013
B
Michigan 4/21/2015
B
Washington 4/17/2013
B
Minnesota 1/3/2023
B
West Virginia 1/3/2023
B
Mississippi 1/3/2023
B
Wisconsin 4/17/2013
B
Missouri 1/3/2023
B
Wyoming 1/3/2023
B
Montana 1/3/2023

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 TOWN CENTER RD, BOCA RATON, FL 33486
Coral Springs, FL
Registered with this firm since 9/9/2010
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 TOWN CENTER RD, BOCA RATON, FL 33486
Coral Springs, FL
Registered with this firm since 8/11/2010
Previous Registration(s)
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IA
 03/21/2005 - 05/16/2005 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) MIAMI, FL
B
 10/20/2004 - 05/16/2005 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.