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Detailed Report
CHAD ALLEN STEINBACH
CRD#: 4820738
IA
Investment Adviser
B
Broker
BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDCRD#: 146936 1701 4TH STREET
SUITE 101
PERU, IL 61354
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2008 (3 years)2 FIRMS2008 - 2011 (3 years)2 FIRMS2011 - Present (13 years)
License(s)

State Registrations

B
Arizona 7/3/2018
B
Nebraska 8/18/2022
B
California 3/15/2021
B
Nevada 7/11/2023
B
Colorado 1/5/2015
B
New Mexico 11/18/2011
B
Florida 11/18/2011
B
New York 6/3/2024
B
Georgia 6/24/2016
B
North Carolina 1/31/2014
B
Illinois 11/18/2011
B
Ohio 1/4/2018
IA
Illinois 11/18/2011
B
South Dakota 11/18/2011
B
Indiana 11/18/2011
B
Tennessee 9/16/2014
B
Iowa 9/10/2015
B
Texas 4/16/2013
B
Louisiana 8/11/2017
IA
Texas 1/8/2021
B
Mississippi 11/5/2014
B
Wisconsin 11/18/2011
B
Missouri 9/4/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED (CRD#:146936)
1701 4TH STREET SUITE 101, PERU, IL 61354
Registered with this firm since 11/18/2011
B
BENJAMIN F. EDWARDS & COMPANY, INC. (CRD#:146936)
1701 4TH STREET SUITE 101, PERU, IL 61354
Registered with this firm since 11/18/2011
Previous Registration(s)
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IA
 01/01/2008 - 11/21/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) PERU, IL
B
 01/01/2008 - 11/21/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) PERU, IL
B
 09/09/2004 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) PERU, IL
IA
 09/23/2004 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) PERU, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.