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Detailed Report
ANDY MAZMANIAN
ANDRANIK MAZMANIAN, Andy Mazmanian
CRD#: 4819733
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 15760 VENTURA BLVD STE 1250
[RBO]
ENCINO, CA 91436
Registration History
200620082010201220142016201820202022202420262 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - 2013 (3 years)2 FIRMS2013 - 2022 (9 years)2 FIRMS2022 - Present (2 years)BWAMU INVESTMENTS, INC. (CRD# 599)2005 - 2009 (4 years)IAWAMU INVESTMENTS, INC. (CRD# 599)2008 - 2009 (<1 year)
License(s)

State Registrations

B
Arizona 10/5/2022
B
Oregon 10/5/2022
B
California 10/5/2022
B
Texas 10/5/2022
IA
California 10/6/2022
IA
Texas 10/5/2022
B
Nevada 10/5/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
15760 VENTURA BLVD STE 1250 [RBO], ENCINO, CA 91436
550 N BLAND BLVD, GLENDALE, CA 91203
Registered with this firm since 10/5/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
15760 VENTURA BLVD STE 1250 [RBO], ENCINO, CA 91436
550 N BLAND BLVD, GLENDALE, CA 91203
Registered with this firm since 10/5/2022
Previous Registration(s)
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IA
 08/01/2013 - 10/06/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) TOLUCA LAKE, CA
B
 08/01/2013 - 10/06/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) TOLUCA LAKE, CA
IA
 04/30/2010 - 07/31/2013 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) WOODLAND HILLS, CA
B
 04/29/2010 - 07/31/2013 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) WOODLAND HILLS, CA
IA
 05/02/2009 - 05/04/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NORTH HOLLYWOOD, CA
B
 05/02/2009 - 05/04/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NORTH HOLLYWOOD, CA
IA
 07/01/2008 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) NORTH HOLLYWOOD, CA
B
 01/06/2005 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) NORTH HOLLYWOOD, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.