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Detailed Report
SUSAN MARIE KOE
SUSAN M TINGLEY, SUSAN MARIE TINGLEY
CRD#: 4819343
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Investment Adviser
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Previous Broker
BETTER MONEY DECISIONSCRD#: 172980 14301 N 87TH STREET
Scottsdale, AZ 85260
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2011 - 2016 (4 years)IABETTER MONEY DECISIONS (CRD# 172980)2016 - Present (8 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2004 - 2008 (4 years)
Disclosure(s)
View By:
10/5/2023
Regulatory
Final
License(s)

State Registrations

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Arizona 11/13/2023
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New Mexico 4/20/2016
Current Registration(s)
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BETTER MONEY DECISIONS (CRD#:172980)
14301 N 87TH STREET, Scottsdale, AZ 85260
Registered with this firm since 4/20/2016
Previous Registration(s)
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 10/25/2011 - 02/19/2016 VANGUARD ADVISERS INC (CRD#:106715) SCOTTSDALE, AZ
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 08/22/2011 - 02/19/2016 VANGUARD MARKETING CORPORATION (CRD#:7452) SCOTTSDALE, AZ
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 09/02/2004 - 09/17/2008 VANGUARD MARKETING CORPORATION (CRD#:7452) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.