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Daniel Stewart Westuba
DAN WESTUBA
CRD#: 4819116
IA
B
LPL FINANCIAL LLCCRD#: 6413 3410 HENDERSON BLVD. SUITE 200
TAMPA, FL 33609
TAMPA, FL 33609
0
Disclosures
17
Years of Experience
View By:
State Registrations
B
Alabama 12/21/2022
B
Missouri 2/10/2023
B
California 12/9/2022
B
New York 5/9/2023
B
District of Columbia 12/9/2022
B
North Carolina 12/9/2022
B
Florida 12/9/2022
B
Ohio 12/9/2022
IA
Florida 12/12/2022
B
Texas 12/9/2022
B
Georgia 12/9/2022
IA
Texas 12/9/2022
B
Kentucky 12/9/2022
B
Utah 4/2/2024
B
Maryland 1/8/2025
B
Virginia 12/9/2022
B
Mississippi 12/9/2022
SRO Registrations
B
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B
Registered with this firm since 12/9/2022
IA
Registered with this firm since 12/9/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/15/2015 - 12/19/2022 | FORT WORTH, TX | |
B | 07/20/2009 - 12/19/2022 | Sarasota, FL | |
IA | 08/24/2009 - 12/15/2015 | Sarasota, FL | |
IA | 09/13/2004 - 01/23/2006 | NORTH HAVEN, CT | |
B | 08/11/2004 - 01/23/2006 | OVERLAND PARK, KS |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.