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LUKE JAMES NOVAK
LUKE J NOVAK
CRD#: 4818667
IA
Investment Adviser
B
Broker
ROTHSCHILD INVESTMENT CORPORATIONCRD#: 728 ROTHSCHILD INVESTMENT CORPORATION
SUITE 6500
CHICAGO, IL 60606
Registration History
20062008201020122014201620182020202220242026IAROTHSCHILD INVESTMENT CORPORATION (CRD# 728)2006 - Present (18 years)BROTHSCHILD INVESTMENT LLC (CRD# 728)2005 - Present (19 years)
License(s)

State Registrations

B
Arizona 1/3/2017

B
Mississippi 1/26/2024

B
California 3/24/2023

B
Missouri 1/26/2024

B
Colorado 1/2/2018

B
Nevada 1/3/2017

B
Connecticut 1/4/2016

B
New Jersey 10/31/2016

B
Florida 1/4/2016

B
New York 1/26/2024

B
Georgia 1/26/2024

B
North Carolina 1/26/2024

B
Illinois 6/27/2006

B
Ohio 1/4/2016

IA
Illinois 6/27/2006

B
Pennsylvania 1/3/2012

B
Indiana 1/3/2023

B
South Carolina 1/26/2024

B
Iowa 1/26/2024

B
South Dakota 1/26/2024

B
Kansas 1/26/2024

B
Tennessee 1/26/2024

B
Kentucky 1/5/2015

B
Texas 1/3/2017

B
Maine 1/26/2024

IA
Texas 1/26/2024

B
Massachusetts 1/29/2022

B
Utah 1/26/2024

B
Michigan 1/3/2012

B
Virginia 1/26/2024

B
Minnesota 3/2/2022

B
Wisconsin 1/3/2012

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROTHSCHILD INVESTMENT CORPORATION (CRD#:728)
ROTHSCHILD INVESTMENT CORPORATION SUITE 6500, CHICAGO, IL 60606
311 SOUTH WACKER DRIVE SUITE 5900, CHICAGO, IL 60606
Registered with this firm since 6/27/2006

B
ROTHSCHILD INVESTMENT LLC (CRD#:728)
ROTHSCHILD INVESTMENT CORPORATION SUITE 6500, CHICAGO, IL 60606
311 S. WACKER DRIVE SUITE 5900, CHICAGO, IL 60606-6618
Registered with this firm since 11/10/2005

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.