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Detailed Report
AARON ULRICK FENN
AARON FENN
CRD#: 4818568
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 301 LITTLE NECK RD
VIRGINIA BEACH, VA 23452
Registration History
200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2008 - Present (16 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2007 - Present (17 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2004 - 2006 (2 years)
License(s)

State Registrations

B
Arizona 6/30/2020
B
New Jersey 3/28/2016
B
California 10/16/2015
B
New Mexico 3/28/2016
B
Colorado 11/28/2022
B
New York 8/23/2024
B
Connecticut 5/21/2018
B
North Carolina 12/6/2012
B
Delaware 11/18/2019
B
Oklahoma 3/28/2016
B
District of Columbia 3/3/2025
B
Oregon 11/11/2022
B
Florida 12/4/2012
B
Pennsylvania 3/9/2023
B
Hawaii 3/3/2025
B
South Carolina 5/13/2019
B
Illinois 3/28/2016
B
Tennessee 3/28/2016
B
Maine 4/1/2025
B
Virginia 11/28/2007
B
Maryland 11/28/2007
IA
Virginia 12/2/2008
B
Missouri 9/23/2020
B
Washington 3/28/2016
B
New Hampshire 10/9/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
301 LITTLE NECK RD, VIRGINIA BEACH, VA 23452
300 32ND ST, STE 200, VIRGINIA BEACH, VA 23451
Registered with this firm since 12/2/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
301 LITTLE NECK RD, VIRGINIA BEACH, VA 23452
300 32ND ST, STE 200, VIRGINIA BEACH, VA 23451
Registered with this firm since 11/28/2007
Previous Registration(s)
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B
 07/19/2004 - 12/01/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) STUART, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.