Individual Firm
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JENIFER A SAPEL
JENIFER KICKERBOCKER, JENIFER KNICKERBOCKER, JENIFER SAPEL, Jenifer Ann Sapel
CRD#: 4817849
IA
B
THE WEALTH CONSULTING GROUPCRD#: 173194 Greenwood Village, CO
0
Disclosures
20
Years of Experience
View By:
State Registrations
IA
Colorado 3/15/2024
IA
Washington 2/16/2021
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Registered with this firm since 2/16/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/13/2020 - 03/03/2021 | KIRKLAND, WA | |
B | 05/19/2017 - 03/03/2021 | KIRKLAND, WA | |
IA | 05/19/2017 - 12/31/2019 | KIRKLAND, WA | |
IA | 03/25/2017 - 04/05/2017 | CHARLOTTE, NC | |
B | 03/25/2017 - 04/05/2017 | CHARLOTTE, NC | |
IA | 09/01/2004 - 03/25/2017 | BELLEVUE, WA | |
B | 08/10/2004 - 03/25/2017 | BELLEVUE, WA | |
B | 08/10/2004 - 07/09/2007 | TACOMA, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.