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ERICA LEIGH DUNBAR
ERICA LEIGH BAXTER
CRD#: 4816732
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 2300 WINDY RIDGE PKWY
Suite 750
Atlanta, GA 30339
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2019 (8 years)8 FIRMS2019 - 2022 (3 years)2 FIRMS2021 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)BSECURITIES AMERICA, INC. (CRD# 10205)2021 - 2022 (1 year)BQUESTAR CAPITAL CORPORATION (CRD# 43100)2008 - 2009 (1 year)BBERTHEL, FISHER & COMPANY FINA... (CRD# 13609)2006 - 2006 (<1 year)BING FINANCIAL PARTNERS, INC. (CRD# 2882)2004 - 2005 (1 year)
License(s)

State Registrations

B
Alabama 8/23/2024

B
Montana 8/23/2024

B
Alaska 8/23/2024

B
Nebraska 8/23/2024

B
Arizona 8/23/2024

B
Nevada 8/23/2024

B
Arkansas 8/23/2024

B
New Hampshire 8/23/2024

B
California 8/23/2024

B
New Jersey 8/23/2024

B
Colorado 8/23/2024

B
New Mexico 8/23/2024

B
Connecticut 8/23/2024

B
New York 8/23/2024

B
Delaware 8/23/2024

B
North Carolina 8/23/2024

B
District of Columbia 8/23/2024

B
North Dakota 8/23/2024

B
Florida 8/23/2024

B
Ohio 8/23/2024

IA
Florida 8/23/2024

B
Oklahoma 8/23/2024

B
Georgia 8/23/2024

B
Oregon 8/23/2024

IA
Georgia 8/23/2024

B
Pennsylvania 8/23/2024

B
Hawaii 8/23/2024

B
Puerto Rico 8/23/2024

B
Idaho 8/23/2024

B
Rhode Island 8/23/2024

B
Illinois 8/23/2024

B
South Carolina 8/23/2024

B
Indiana 8/23/2024

B
South Dakota 8/23/2024

B
Iowa 8/23/2024

B
Tennessee 8/23/2024

B
Kansas 8/23/2024

B
Texas 8/23/2024

B
Kentucky 8/23/2024

B
Utah 8/23/2024

B
Louisiana 8/23/2024

B
Vermont 8/23/2024

B
Maine 8/23/2024

B
Virgin Islands 8/23/2024

B
Maryland 8/23/2024

B
Virginia 8/23/2024

B
Massachusetts 8/23/2024

B
Washington 8/23/2024

B
Michigan 8/23/2024

B
West Virginia 8/23/2024

B
Minnesota 8/23/2024

B
Wisconsin 8/23/2024

B
Mississippi 8/23/2024

B
Wyoming 8/23/2024

B
Missouri 8/23/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
2300 WINDY RIDGE PKWY Suite 750, Atlanta, GA 30339
Registered with this firm since 8/23/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
2300 WINDY RIDGE PKWY Suite 750, Atlanta, GA 30339
Registered with this firm since 8/23/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/08/2021 - 08/23/2024 TRIAD ADVISORS, LLC (CRD#:25803) ATLANTA, GA
B
04/19/2021 - 08/23/2024 TRIAD ADVISORS LLC (CRD#:25803) ATLANTA, GA
B
02/05/2019 - 12/08/2022 SAGEPOINT FINANCIAL, INC. (CRD#:133763) SCOTTSDALE, AZ
IA
02/14/2019 - 11/22/2022 FSC SECURITIES CORPORATION (CRD#:7461) WESLEY CHAPEL, FL
IA
02/14/2019 - 11/22/2022 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) WESLEY CHAPEL, FL
IA
02/14/2019 - 11/22/2022 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) WESLEY CHAPEL, FL
IA
02/06/2019 - 11/22/2022 SAGEPOINT FINANCIAL, INC. (CRD#:133763) WESLEY CHAPEL, FL
B
04/19/2021 - 11/22/2022 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
B
02/05/2019 - 11/22/2022 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
02/05/2019 - 11/22/2022 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
02/05/2019 - 11/22/2022 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) OAKDALE, MN
IA
02/02/2011 - 02/05/2019 QUESTAR ASSET MANAGEMENT, INC. (CRD#:133358) WESLEY CHAPEL, FL
B
02/02/2011 - 02/05/2019 QUESTAR CAPITAL CORPORATION (CRD#:43100) WESLEY CHAPEL, FL
IA
10/15/2009 - 02/01/2011 BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC (CRD#:139627) OAK BROOK, IL
B
08/31/2009 - 02/01/2011 BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (CRD#:139627) OAK BROOK, IL
B
07/22/2008 - 09/14/2009 QUESTAR CAPITAL CORPORATION (CRD#:43100) MONTICELLO, MN
B
01/03/2006 - 08/14/2006 BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609) INDIANAPOLIS, IN
B
07/26/2004 - 12/06/2005 ING FINANCIAL PARTNERS, INC. (CRD#:2882) WINDSOR, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.