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REGINALD FITZGERALD TOLBERT
REGINALD TOLBERT
CRD#: 4816125
IA
B
INDEPENDENT ADVISOR ALLIANCE, LLCCRD#: 168267 822 A1A North
Suite 310
Ponte Vedra Beach, FL 32082
Suite 310
Ponte Vedra Beach, FL 32082
LPL FINANCIAL LLCCRD#: 6413 822 A1A NORTH SUITE 310
PONTE VEDRA BEACH, FL 32082
PONTE VEDRA BEACH, FL 32082
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
California 2/7/2018
B
New Jersey 7/22/2016
IA
California 9/7/2018
B
New York 8/17/2021
B
Florida 7/28/2016
B
Ohio 2/8/2018
IA
Florida 9/14/2018
IA
Ohio 9/7/2018
B
Georgia 7/22/2016
B
Tennessee 4/23/2024
IA
Georgia 10/3/2018
B
Texas 7/22/2016
B
Maryland 4/11/2019
IA
Texas 9/7/2018
B
Michigan 7/22/2016
B
Virginia 11/2/2022
IA
Michigan 9/11/2018
SRO Registrations
B
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IA
Registered with this firm since 9/7/2018
B
Registered with this firm since 7/22/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/03/2016 - 09/07/2018 | Jacksonville, FL | |
IA | 01/02/2015 - 08/05/2016 | JACKSONVILLE, FL | |
B | 01/02/2015 - 08/05/2016 | JACKSONVILLE, FL | |
IA | 08/31/2010 - 01/02/2015 | JACKSONVILLE, FL | |
B | 08/18/2010 - 01/02/2015 | JACKSONVILLE, FL | |
IA | 06/01/2009 - 09/13/2010 | JACKSONVILLE, FL | |
B | 06/01/2009 - 09/13/2010 | JACKSONVILLE, FL | |
IA | 04/16/2007 - 06/01/2009 | JACKSONVILLE, FL | |
B | 04/02/2007 - 06/01/2009 | JACKSONVILLE, FL | |
B | 07/21/2006 - 04/02/2007 | JACKSONVILLE, FL | |
B | 08/17/2004 - 07/27/2006 | JACKSONVILLE, FL |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.